DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K••••• A••••••••• A••

C•••••• C••••• G••••• I•••no RAUMLos Angeles , Ca dual registrantIAPD 7268783

Feed of 09/15/2026

Also filed as K••••• A Ali

At current firm

0 y

since Jul 17, 2026

In the industry

12 y

since Aug 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• C••••• G••••• I••• no RAUM current
since Jul 17, 2026 · Los Angeles , Ca
J••• M••••• S••••••••• L•• wirehouse
Aug 6, 2024 to Nov 20, 2024 · Culver City, Ca
F•••••• independent RIA
May 13, 2024 to May 30, 2024 · San Francisco, Ca
S•••••••• W•••••• L•• independent RIA
Jan 7, 2022 to May 18, 2022 · Los Angeles, Ca

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to C•••••• C••••• G••••• I•••
left Nov 20, 2024, registered Jul 17, 2026 (604 days) · Other
F•••••• to J••• M••••• S••••••••• L••
left May 30, 2024, registered Aug 6, 2024 (68 days) · RIA to wirehouse
S•••••••• W•••••• L•• to F••••••
left May 18, 2022, registered May 13, 2024 (726 days) · RIA to RIA

Signals

K••••• A••••••••• A•• left J••• M••••• S••••••••• L•• for C•••••• C••••• G••••• I••• (registered 2026-07-17)
Nov 20, 2024 · Advisor changed firm · fact
K••••• A••••••••• A•• left Farther for J••• M••••• S••••••••• L•• (registered 2024-08-06)
May 30, 2024 · Advisor changed firm · fact
K••••• A••••••••• A•• left S•••••••• W•••••• L•• for Farther (registered 2024-05-13)
May 18, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address