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RIA / WealthAdvisor24 years in industry

Matthew Louis Mattheisen

Advisor at GAMBIT CAPITAL MANAGEMENT, LLC

NASHVILLE, TN | STILLWATER, MN

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Search this name across graphsid dfx:ria:d41e23f1-8d9e-c520-e3fd-ec88a31ced86

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 11, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GAMBIT CAPITAL MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 9, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63|S66
First exam: Aug 9, 2002
First registration: Jul 11, 2013
Dual registered: no
Other names: MATTHEW LOUIS MATTHEISEN
IAPD individual key: 4508866

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GAMBIT CAPITAL MANAGEMENT, LLC	Independent wealth	Jul 31, 2026	n/a	yes	NASHVILLE, TN\|STILLWATER, MN	Current employment
FOCUS FINANCIAL	Independent wealth	Nov 1, 2018	Aug 3, 2026	no	Minneapolis, MN	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Sep 24, 2014	Nov 9, 2018	no	Woodbury, MN\|Edina, MN	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Jul 11, 2013	Sep 9, 2014	no	BLOOMINGTON, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FOCUS FINANCIAL	GAMBIT CAPITAL MANAGEMENT, LLC	Aug 3, 2026	Jul 31, 2026	-3	Firm change	RIA to RIA
CHARLES SCHWAB & CO., INC.	FOCUS FINANCIAL	Nov 9, 2018	Nov 1, 2018	-8	Firm change	Ibd to RIA
ADVICE AND PLANNING SERVICES	CHARLES SCHWAB & CO., INC.	Sep 9, 2014	Sep 24, 2014	15	Firm change	Other

Relationships

Registered with (4)

→ GAMBIT CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
Jul 31, 2026 to presentfactForm ADV
→ FOCUS FINANCIALRegistered adviserregistration: previous registration
Nov 1, 2018 to Aug 3, 2026factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Sep 24, 2014 to Nov 9, 2018factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Jul 11, 2013 to Sep 9, 2014factForm ADV

Dated events

Occurred
Aug 3, 2026
Advisor changed firm
Matthew Louis Mattheisen left Focus Financial for Gambit Capital Management, Llc (registered 2026-07-31)
Form ADVobserved 5 days ago