DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Matthew Louis Mattheisen
Feed of 09/15/2026
Also filed as Matthew Louis Mattheisen
At current firm
0 y
since Jul 31, 2026
In the industry
24 y
since Aug 9, 2002 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Gambit Capital Management, LLC independent RIA currentsince Jul 31, 2026 · Nashville, Tn
- Focus Financial independent RIANov 1, 2018 to Aug 3, 2026 · Minneapolis, Mn
- Charles Schwab & Co., Inc. national BDSep 24, 2014 to Nov 9, 2018 · Woodbury, Mn
- Advice And Planning Services BD affiliatedJul 11, 2013 to Sep 9, 2014 · Bloomington, Mn
Moves
a registration end followed by a registration begin elsewhere
- Focus Financial to Gambit Capital Management, LLCleft Aug 3, 2026, registered Jul 31, 2026 (-3 days) · RIA to RIA
- Charles Schwab & Co., Inc. to Focus Financialleft Nov 9, 2018, registered Nov 1, 2018 (-8 days) · Affiliated broker-dealer or bank to independent RIA
- Advice And Planning Services to Charles Schwab & Co., Inc.left Sep 9, 2014, registered Sep 24, 2014 (15 days) · Other
Signals
- Matthew Louis Mattheisen left Focus Financial for Gambit Capital Management, Llc (registered 2026-07-31)Aug 3, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address