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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analystdual registered (broker-dealer)43 years in industry

JAY ROBERT PENNEY

Advisor at ENCOMPASS MORE ASSET MANAGEMENT LLC

Scottsdale, AZ | DANVILLE, CA

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Search this name across graphsid dfx:ria:d41e5d40-72cb-591a-7072-5c224b1ca26e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 25, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ENCOMPASS MORE ASSET MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 29, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Analyst
Exams: S63|S65
First exam: Aug 29, 1983
First registration: Apr 25, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 1146552

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ENCOMPASS MORE ASSET MANAGEMENT LLC	Independent wealth	Aug 25, 2025	n/a	yes	Scottsdale, AZ\|DANVILLE, CA	Current employment
ASHTON THOMAS PRIVATE WEALTH	Independent wealth	Aug 12, 2016	Aug 19, 2025	no	SCOTTSDALE, AZ	Previous registration
GENEOS WEALTH MANAGEMENT, INC.	Bd affiliated wealth	Jan 2, 2009	Aug 16, 2016	no	SCOTTSDALE, AZ\|Englewood, CO	Previous registration
USF ADVISORS, LLC	n/a	Dec 19, 2006	Jan 7, 2009	no	HOUSTON, TX	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Apr 25, 2000	Dec 20, 2006	no	SCOTTSDALE, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ASHTON THOMAS PRIVATE WEALTH	ENCOMPASS MORE ASSET MANAGEMENT LLC	Aug 19, 2025	Aug 25, 2025	6	Firm change	RIA to RIA
GENEOS WEALTH MANAGEMENT, INC.	ASHTON THOMAS PRIVATE WEALTH	Aug 16, 2016	Aug 12, 2016	-4	Firm change	Other
USF ADVISORS, LLC	GENEOS WEALTH MANAGEMENT, INC.	Jan 7, 2009	Jan 2, 2009	-5	Firm change	Other
CETERA ADVISORS LLC	USF ADVISORS, LLC	Dec 20, 2006	Dec 19, 2006	-1	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
153902:322382:AZ:2025-08-19	Aug 19, 2025	Aug 25, 2025	SCOTTSDALE, AZ	Firm change

Relationships

Registered with (5)

→ ENCOMPASS MORE ASSET MANAGEMENT LLCRegistered adviserregistration: current employment
Aug 25, 2025 to presentfactForm ADV
→ ASHTON THOMAS PRIVATE WEALTHRegistered adviserregistration: previous registration
Aug 12, 2016 to Aug 19, 2025factForm ADV
→ GENEOS WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Jan 2, 2009 to Aug 16, 2016factForm ADV
→ USF ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 19, 2006 to Jan 7, 2009factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Apr 25, 2000 to Dec 20, 2006factForm ADV

Dated events

Occurred
Aug 19, 2025
Advisor changed firm
Jay Robert Penney left Ashton Thomas Private Wealth for Encompass More Asset Management Llc (registered 2025-08-25)
Form ADVobserved 5 days ago