DFX Intelligence

R••• D•••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)35 years in industry

R••• D•••• S••••••••

Advisor at M•••• C••••••• A••••••• S••••••

••• Locked

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Search this name across graphsid dfx:ria:d421d955-fef8-be2a-5751-2470742aeb7c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 14, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• C••••••• A••••••• S••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• C••••••• A••••••• S••••••	Bd affiliated wealth	Aug 5, 2019	n/a	yes	Bradenton, FL\|PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL\|Sarasota, FL\|SAINT PETERS, MO	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Dec 14, 1998	May 23, 2005	no	FISHER, IN

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	M•••• C••••••• A••••••• S••••••	May 23, 2005	Aug 5, 2019	5,187	Firm change after gap	Ibd to ibd

Relationships

Registered with (2)

→ M•••• C••••••• A••••••• S••••••Registered adviserregistration: current employment
Aug 5, 2019 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Dec 14, 1998 to May 23, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d421d955-fef8-be2a-5751-2470742aeb7c
First observed: Dec 14, 1998
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.