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M•••••• D•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

M•••••• D•••••• M•••••

Advisor at T••••• A••••••• S•••••••• I•••

TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d42727d7-b395-fd00-d6b2-14c074ab7022

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 17, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••• A••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 17, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	Jun 13, 2022	n/a	yes	TAMPA, FL	Current employment
W•••• F•••• A•••••••	Wirehouse	Jan 5, 2022	Jun 8, 2022	no	TAMPA, FL\|TAMPA, FL

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	T••••• A••••••• S•••••••• I•••	Jun 8, 2022	Jun 13, 2022	5	Firm change	Wirehouse to ibd
T••••• A••••••• S•••••••• I•••	W•••• F•••• A•••••••	Oct 21, 2021

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:283390:FL:2022-06-06	Jun 8, 2022	Jun 13, 2022	TAMPA, FL	Firm change

Relationships

Registered with (4)

→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Mar 5, 2020 to Oct 21, 2021factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 5, 2022 to Jun 8, 2022factForm ADV
→ I••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Jun 13, 2011 to Nov 25, 2013factForm ADV
→ S•••••••• A••••••• L••

Dated events

Occurred
Jun 8, 2022
Advisor changed firm
M•••••• D•••••• M••••• left W•••• F•••• A••••••• for T••••• A••••••• S•••••••• I••• (registered 2022-06-13)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d42727d7-b395-fd00-d6b2-14c074ab7022
First observed: Oct 17, 2005
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.