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Registered advisor
M•••••• D•••••• M•••••
Feed of 09/14/2026
At current firm
4 y
since Jun 13, 2022
In the industry
20 y
since Oct 17, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Jun 13, 2022 · Tampa, Fl
- W•••• F•••• A••••••• wirehouseJan 5, 2022 to Jun 8, 2022 · Tampa, Fl
- T••••• A••••••• S•••••••• I••• BD affiliatedMar 5, 2020 to Oct 21, 2021 · Tampa, Fl
- I••••••••• F•••••••• P••••••• BD affiliatedJun 13, 2011 to Nov 25, 2013 · Largo, Fl
- S•••••••• A••••••• L•• national BDOct 17, 2005 to Mar 29, 2011 · Sarasota, Fl
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to T••••• A••••••• S•••••••• I•••left Jun 8, 2022, registered Jun 13, 2022 (5 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- T••••• A••••••• S•••••••• I••• to W•••• F•••• A•••••••left Oct 21, 2021, registered Jan 5, 2022 (76 days) · Affiliated broker-dealer or bank to wirehouse
- I••••••••• F•••••••• P••••••• to T••••• A••••••• S•••••••• I•••left Nov 25, 2013, registered Mar 5, 2020 (2292 days) · Other
- S•••••••• A••••••• L•• to I••••••••• F•••••••• P•••••••left Mar 29, 2011, registered Jun 13, 2011 (76 days) · Other
Signals
- M•••••• D•••••• M••••• left W•••• F•••• A••••••• for T••••• A••••••• S•••••••• I••• (registered 2022-06-13)Jun 8, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address