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Advisor at ROCHESTER WEALTH STRATEGIES, LLC
ROCHESTER, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROCHESTER WEALTH STRATEGIES, LLC | Independent wealth | Mar 27, 2025 | n/a | yes | ROCHESTER, MI | Current employment |
| CITIZENS SECURITIES, INC. | Bd affiliated wealth | Mar 14, 2018 | Jun 2, 2020 | no | ROCHESTER, MI|SOUTHGATE, MI|SOUTHFIELD, MI|FAIRLAWN, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIZENS SECURITIES, INC. | ROCHESTER WEALTH STRATEGIES, LLC | Jun 2, 2020 | Mar 27, 2025 | 1,759 | Firm change after gap | Ibd to RIA |