DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C•• I••••••• S••••••••
LAND OF LAKES, FL | AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•• I••••••• S•••••••• | Independent wealth | Jul 13, 2018 | n/a | yes | AUSTIN, TX|LAND OF LAKES, FL | Current employment |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Sep 25, 2013 | Jul 19, 2018 | no | WESLEY CHAPEL, FL|CLEARWATER, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | C•• I••••••• S•••••••• | Jul 19, 2018 | Jul 13, 2018 | -6 | Firm change | Ibd to RIA |
| A••••• A•• P••••••• S••••••• | A••••••••• F•••••••• S•••••••• L•• | Sep 10, 2013 | Sep 25, 2013 |
| A••••• A•• P••••••• S••••••• | Bd affiliated wealth | Jan 3, 2005 | Sep 10, 2013 | no | DENVER, CO|Tampa, FL|DENVER, CO | Previous registration |
| C•••••• S••••• • C••• I••• | National bd RIA | Jun 8, 2004 | Oct 6, 2004 | no | Co | Previous registration |
| 15 |
| Firm change |
| Other |
| C•••••• S••••• • C••• I••• | A••••• A•• P••••••• S••••••• | Oct 6, 2004 | Jan 3, 2005 | 89 | Firm change | Other |