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Advisor at COMMONWEALTH FINANCIAL NETWORK
Bremerton, WA | Silverdale, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Jan 29, 2020 | n/a | yes | Silverdale, WA|Bremerton, WA | Current employment |
| FINANCIAL ADVOCATES INVESTMENT MANAGEMENT | Former SEC adviser | Aug 25, 2017 | Jan 28, 2020 | no | Tacoma, WA|OLYMPIA, WA | Previous registration |
| RUSSELL INVESTMENTS | Asset manager | Aug 30, 2010 | Oct 31, 2012 | no | SEATTLE, WA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Aug 5, 2008 | Aug 24, 2010 | no | WEEHAWKEN, NJ|WEEHAWKEN, NJ|WEEHAWKEN, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FINANCIAL ADVOCATES INVESTMENT MANAGEMENT | COMMONWEALTH FINANCIAL NETWORK | Jan 28, 2020 | Jan 29, 2020 | 1 | Firm change | RIA to ibd |
| RUSSELL INVESTMENTS | FINANCIAL ADVOCATES INVESTMENT MANAGEMENT | Oct 31, 2012 | Aug 25, 2017 | 1,759 | Firm change after gap | Other |
| UBS FINANCIAL SERVICES INC. | RUSSELL INVESTMENTS | Aug 24, 2010 | Aug 30, 2010 | 6 | Firm change | Other |