DFX Intelligence

S•••••••• N•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

S•••••••• N•••••••••

Advisor at A••••• A•• P••••••• S•••••••

MELVILLE, NY | Merrick, NY

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Search this name across graphsid dfx:ria:d4420f61-aa29-96f7-cf34-7c4177a4d051

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Oct 6, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• A•• P••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 19, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	May 25, 2021	n/a	yes	MELVILLE, NY\|Merrick, NY	Current employment
P••••••• U••••• A•••••••• I•••	Former SEC adviser	May 21, 2018	Apr 29, 2019	no	East Hills, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• S••••••••• I•••	P••••••• U••••• A•••••••• I•••	Apr 29, 2019	May 21, 2018	-343	Firm change after gap	Other
P••••••• U••••• A•••••••• I•••	A••••• A•• P••••••• S•••••••	Apr 29, 2019	May 25, 2021

Relationships

Registered with (7)

→ A••••• A•• P••••••• S•••••••Registered adviserregistration: current employment
May 25, 2021 to presentfactForm ADV
→ P••••••• S••••••••• I•••Registered adviserregistration: previous registration
Feb 10, 2014 to Apr 29, 2019factForm ADV
→ P••••••• U••••• A•••••••• I•••Registered adviserregistration: previous registration
May 21, 2018 to Apr 29, 2019factForm ADV
→ S•••••••• S•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d4420f61-aa29-96f7-cf34-7c4177a4d051
First observed: Oct 6, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.