This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CHARLES SCHWAB INVESTMENT MANAGEMENT, INC

Current firm class

other adviserderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 26, 1996earliest registration or exam on IAPD

Years in industry

29derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Sep 26, 1996

First registration

Oct 19, 2015

Dual registered

no

Other names

MAX BREIER|MAXIMILLIAN DOV BREIER

IAPD individual key

2796077

• Occurred

  Sep 12, 2025
  Advisor changed firm

  Maximillian Breier left Neuberger Berman Bd Llc for Charles Schwab Investment Management, Inc (registered 2025-09-23)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:d44522bc-1cb6-1b60-d1c0-31851e90d86b

First observed

Oct 19, 2015

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.