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Advisor at STRATEGIC ADVISERS LLC
THE WOODLANDS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC | National bd RIA | Mar 31, 2025 | n/a | yes | THE WOODLANDS, TX | Current employment |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Jun 19, 2019 | Mar 31, 2025 | no | HOUSTON, TX | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jan 17, 2018 | May 17, 2019 | no | THE WOODLANDS, TX|SPRING, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 18, 2016 | Jan 3, 2018 | no | THE WOODLANDS, TX|CONROE, TX|THE WOODLANDS, TX|HUMBLE, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 2, 2015 | Apr 6, 2016 | no | THE WOODLANDS, TX|SPRING, TX|THE WOODLANDS, TX | Previous registration |
| EDWARD JONES | National bd RIA | Dec 9, 2013 | Nov 20, 2014 | no | ST LOUIS, MO|SPRING, TX|CONROE, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | STRATEGIC ADVISERS LLC | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |
| J.P. MORGAN SECURITIES LLC | FIDELITY PERSONAL AND WORKPLACE ADVISORS | May 17, 2019 | Jun 19, 2019 | 33 | Firm change | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J.P. MORGAN SECURITIES LLC | Jan 3, 2018 | Jan 17, 2018 | 14 | Firm change | Wirehouse to wirehouse |
| EDWARD JONES | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Nov 20, 2014 | Jan 2, 2015 | 43 | Firm change | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:79:TX:2018-01-02 | Jan 3, 2018 | Jan 17, 2018 | HUMBLE, TX | Firm change |