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O••••••• P••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

O••••••• P••••••• L••

CRD 162325

NEW YORK, NY

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Search this name across graphsid dfx:ria:d44c7a57-135d-cd95-9a7f-ade5e183e975

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Mar 30, 2018 to Mar 23, 2026
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $356MItem 5.F on the latest filing (2026-03-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $356M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
O••••••• C•••••• P•••••••• L•••	Hedge Fund	$261M	Mar 25, 2024	41	Mar 30, 2012	reported	021-310656

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• J•••••• H•••	CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER	Na	yes	03/2019	Mar 28, 2019	Mar 25, 2024
J••••••••• J•••• J••••	CHIEF OPERATING OFFICER	Na	yes	03/2018	Mar 30, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
O••••••• C•••••• M••••••••• L••	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$356M	$302M	18.0%	$201M	21.0%	3	3	0	0

Relationships

Advises (1)

→ O••••••• C•••••• P•••••••• L•••Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV

Controls (3)

← L•••••••• B••••• R•••OwnerMANAGING MEMBER, ownership code E, individual
Mar 30, 2018 to Mar 25, 2024factForm ADV
← J••••••••• J•••• J••••OwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 30, 2018 to Mar 25, 2024factForm ADV
← C••••••• J•••••• H•••OwnerCHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual

Dated events

Occurred
Mar 28, 2019
Control person joined
H••• J••••• C•••••• (Chief Financial Officer) appeared on Schedule A of O••••••• P••••••• L••
Form ADVobserved 7 days ago
Occurred
Mar 28, 2019
Control person left
Anthony Robert Signorino (Chief Financial Officer) no longer on Schedule A of O••••••• P••••••• L•• (listed 2018-03-30, absent 2019-03-28)
Form ADVobserved 7 days ago
Occurred
Mar 30, 2018
First Form ADV filing
O••••••• P••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d44c7a57-135d-cd95-9a7f-ade5e183e975
First observed: Mar 30, 2018
Last observed: Mar 23, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.