DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
O••••••• P••••••• L••
Latest filing Mar 23, 2026
First filing on the tape Mar 30, 2018 · 9 filings
SEC status approved since Apr 27, 2018
RAUM
$356M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$356M as of Mar 23, 2026
Mar 28, 2019$142M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 23, 2026
Mar 28, 20190 then
Employees (5.A)3 as of Mar 23, 2026
Mar 28, 20194 then
Private funds2 as of Mar 23, 2026
Mar 28, 20191 then
RAUM +18% over the last fiscal year+21% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $178MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$356M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| O••••••• C•••••• P•••••••• L••• | Hedge Fund | $261M | 41 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• J•••••• H••• · Chief Financial Officer And Chief Compliance Officercontrolsince 03/2019 · owns less than 5%
- J••••••••• J•••• J•••• · Chief Operating Officercontrolsince 03/2018 · owns less than 5%
- L•••••••• B••••• R••• · Managing Membercontrolsince 06/2004 · owns 75% or more
Related persons
Schedule D 7.A
- O••••••• C•••••• M••••••••• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $302M to $356MMar 28, 2025 to Mar 23, 2026
- Pooled vehicle RAUM · $302M to $356MMar 28, 2025 to Mar 23, 2026
- RAUM · $302M to $356MMar 28, 2025 to Mar 23, 2026
- Accounts · 1 to 2Mar 25, 2024 to Mar 28, 2025
- Pooled vehicle clients · 1 to 2Mar 25, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 25, 2024 to Mar 28, 2025
- Private funds · 1 to 2Mar 25, 2024 to Mar 28, 2025
- Discretionary RAUM · $261M to $302MMar 25, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $261M to $302MMar 25, 2024 to Mar 28, 2025
- RAUM · $261M to $302MMar 25, 2024 to Mar 28, 2025
- Discretionary RAUM · $201M to $261MMar 29, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $201M to $261MMar 29, 2023 to Mar 25, 2024
- RAUM · $201M to $261MMar 29, 2023 to Mar 25, 2024
- Discretionary RAUM · $282M to $201MMar 28, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $282M to $201MMar 28, 2022 to Mar 29, 2023
- RAUM · $282M to $201MMar 28, 2022 to Mar 29, 2023
- Assets in custody · 286277029.0 to unsetMar 31, 2021 to Mar 28, 2022
- Custody of client assets · true to falseMar 31, 2021 to Mar 28, 2022
- Discretionary RAUM · $286M to $282MMar 31, 2021 to Mar 28, 2022
- Pooled vehicle RAUM · $286M to $282MMar 31, 2021 to Mar 28, 2022
- RAUM · $286M to $282MMar 31, 2021 to Mar 28, 2022
- Advisory employees · 3 to 2Mar 30, 2020 to Mar 31, 2021
- Assets in custody · $194M to $286MMar 30, 2020 to Mar 31, 2021
- Employees · 4 to 3Mar 30, 2020 to Mar 31, 2021
- Discretionary RAUM · $194M to $286MMar 30, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $194M to $286MMar 30, 2020 to Mar 31, 2021
- RAUM · $194M to $286MMar 30, 2020 to Mar 31, 2021
- Assets in custody · $142M to $194MMar 28, 2019 to Mar 30, 2020
- Other offices · 1 to 0Mar 28, 2019 to Mar 30, 2020
- Discretionary RAUM · $142M to $194MMar 28, 2019 to Mar 30, 2020
- Pooled vehicle RAUM · $142M to $194MMar 28, 2019 to Mar 30, 2020
- RAUM · $142M to $194MMar 28, 2019 to Mar 30, 2020
- Assets in custody · $161M to $142MMar 30, 2018 to Mar 28, 2019
- Private funds · 2 to 1Mar 30, 2018 to Mar 28, 2019
- Discretionary RAUM · $161M to $142MMar 30, 2018 to Mar 28, 2019
- Pooled vehicle RAUM · $161M to $142MMar 30, 2018 to Mar 28, 2019
- RAUM · $161M to $142MMar 30, 2018 to Mar 28, 2019
Signals
3 dated events
- H••• J••••• C•••••• (Chief Financial Officer) appeared on Schedule A of O••••••• P••••••• L••Mar 28, 2019 · Control person joined · fact
- Anthony Robert Signorino (Chief Financial Officer) no longer on Schedule A of O••••••• P••••••• L•• (listed 2018-03-30, absent 2019-03-28)Mar 28, 2019 · Control person left · inference
- O••••••• P••••••• L•• filed its initial SEC registration (Form ADV)Mar 30, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- oakcliffcapital.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 646-873-8505reportedpublic record, Form ADV, Mar 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026