DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MORGAN STANLEY
West Conshohocken, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jun 3, 2022 | n/a | yes | West Conshohocken, PA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 24, 2018 | Jun 6, 2022 | no | PHILADELPHIA, PA | Previous registration |
| MUTUAL OF OMAHA INVESTOR SERVICES, INC. | Independent wealth | Jun 6, 2017 | Dec 19, 2018 | no | BLUE BELL, PA|BETHLEHEM, PA|Paramus, NJ|Marlton, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | Jun 6, 2022 | Jun 3, 2022 | -3 | Firm change | Wirehouse to wirehouse |
| MUTUAL OF OMAHA INVESTOR SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Dec 19, 2018 | Dec 24, 2018 | 5 | Firm change | Other |