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Advisor at KESTRA ADVISORY SERVICES, LLC
Scottsdale, AZ | Vancouver, WA | AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Jun 15, 2021 | n/a | yes | Vancouver, WA|AUSTIN, TX|Scottsdale, AZ | Current employment |
| Spc | Bd affiliated wealth | Apr 25, 2012 | Dec 6, 2019 | no | SOUTH JORDAN, UT|ANN ARBOR, MI | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 5, 2009 | Apr 23, 2012 | no | MIDVALE, UT|MIDVALE, UT | Previous registration |
| AMERIPRISE ADVISOR SERVICES, INC. | n/a | Oct 1, 2007 | Oct 5, 2009 | no | MIDVALE, UT|SALT LAKE CITY, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Spc | KESTRA ADVISORY SERVICES, LLC | Dec 6, 2019 | Jun 15, 2021 | 557 | Firm change after gap | Ibd to ibd |
| AMERIPRISE FINANCIAL SERVICES, LLC | Spc | Apr 23, 2012 | Apr 25, 2012 | 2 | Firm change | Other |
| AMERIPRISE ADVISOR SERVICES, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Oct 5, 2009 | Oct 5, 2009 | 0 | Bulk transfer | Other |