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Reading the graph
Advisor at NORTHWEST CAPITAL MANAGEMENT INC.
LAKE OSWEGO, OR | OMAHA, NE | Sunriver, OR | Lake Oswego, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CWM, LLC | Bd affiliated wealth | Jun 12, 2023 | n/a | yes | Sunriver, OR|Lake Oswego, OR|OMAHA, NE | Current employment |
| NORTHWEST CAPITAL MANAGEMENT INC. | Institutional manager | Dec 5, 2014 | n/a | yes | LAKE OSWEGO, OR|Sunriver, OR | Current employment |
| NORTHWEST CAPITAL MANAGEMENT INC. | Institutional manager | Nov 24, 2014 | Dec 31, 2017 | no | LAKE OSWEGO, OR | Previous registration |
| MORGAN STANLEY | Wirehouse | Dec 23, 2010 | Jan 22, 2015 | no | Portland, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | NORTHWEST CAPITAL MANAGEMENT INC. | Jan 22, 2015 | Nov 24, 2014 | -59 | Firm change after gap | Other |