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Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
PLANTATION, FL | MIAMI, FL | Weston, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 5, 2021 | n/a | yes | Weston, FL|MIAMI, FL|PLANTATION, FL | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 1, 2018 | Dec 7, 2020 | no | NEW YORK, NY | Previous registration |
| MORGAN STANLEY | Wirehouse | May 3, 2017 | Aug 27, 2018 | no | New York, NY|New York, NY|New York, NY | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jul 24, 2009 | Apr 8, 2016 | no | NEW YORK, NY|Stamford, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Aug 27, 2018 | Oct 1, 2018 | 35 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Apr 8, 2016 | May 3, 2017 | 390 | Firm change | Other |