DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

SCOTT THOMAS HOSKINS

Advisor at NAZELROD & ASSOCIATES FINANCIAL SERVICES, INC.

Towson, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d46e3d85-3812-eba7-4ff6-54e3f00fd98a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 6, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NAZELROD & ASSOCIATES FINANCIAL SERVICES, INC.
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 26, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 26, 2008
First registration: Oct 6, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 4139640

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NAZELROD & ASSOCIATES FINANCIAL SERVICES, INC.	State registered	Feb 23, 2017	n/a	yes	Towson, MD	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 22, 2015	Jan 23, 2017	no	REISTERSTOWN, MD\|REISTERSTOWN, MD\|REISTERSTOWN, MD	Previous registration
MORGAN STANLEY	Wirehouse	Mar 11, 2013	Jan 16, 2015	no	Lutherville, MD\|Baltimore, MD\|Lutherville, MD	Previous registration
DEUTSCHE BANK SECURITIES INC.	No RAUM reported	Oct 6, 2008	Oct 5, 2012	no	BALTIMORE, MD\|BALTIMORE, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	NAZELROD & ASSOCIATES FINANCIAL SERVICES, INC.	Jan 23, 2017	Feb 23, 2017	31	Firm change	Wirehouse to state RIA
MORGAN STANLEY	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jan 16, 2015	Jan 22, 2015	6	Firm change	Wirehouse to wirehouse
DEUTSCHE BANK SECURITIES INC.	MORGAN STANLEY	Oct 5, 2012	Mar 11, 2013	157	Firm change	Other

Relationships

Registered with (4)

→ NAZELROD & ASSOCIATES FINANCIAL SERVICES, INC.Registered adviserregistration: current employment
Feb 23, 2017 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 22, 2015 to Jan 23, 2017factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Mar 11, 2013 to Jan 16, 2015factForm ADV
→ DEUTSCHE BANK SECURITIES INC.Registered adviserregistration: previous registration
Oct 6, 2008 to Oct 5, 2012factForm ADV

Dated events

No dated event names this entity yet.