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Advisor at WELLS FARGO ADVISORS
HUDSON, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Sep 15, 2008 | n/a | yes | HUDSON, OH | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jun 3, 2005 | Sep 15, 2008 | no | HUDSON, OH|PEPPER PIKE, OH|BEACHWOOD, OH | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 27, 1999 | Jun 10, 2005 | no | HUDSON, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Sep 15, 2008 | Sep 15, 2008 | 0 | Firm change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | UBS FINANCIAL SERVICES INC. | Jun 10, 2005 | Jun 3, 2005 | -7 | Firm change | Wirehouse to wirehouse |