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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

EDWARD PHILLIP GORDON

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

DEERFIELD, IL | Highland Park, IL

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Search this name across graphsid dfx:ria:d46f495f-8650-f430-fa85-52ca2edc737e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 27, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 22, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Feb 22, 1991
First registration: Feb 27, 2001
Dual registered: yes, broker-dealer
Other names: EDWARD PHILLIP GORDON|Edward P Gordon|Ed Gordon|EDWARD GORDON
IAPD individual key: 2111268

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jan 14, 2022	n/a	yes	DEERFIELD, IL\|Highland Park, IL	Current employment
WELLS FARGO ADVISORS	Wirehouse	Nov 18, 2013	Jan 19, 2022	no	DEERFIELD, IL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Nov 4, 2005	Dec 12, 2013	no	NORTHBROOK, IL	Previous registration
MORGAN STANLEY DW INC.	n/a	Feb 27, 2001	Nov 9, 2005	no	NORTHBROOK, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	AMERIPRISE FINANCIAL SERVICES, LLC	Jan 19, 2022	Jan 14, 2022	-5	Firm change	Wirehouse to ibd
UBS FINANCIAL SERVICES INC.	WELLS FARGO ADVISORS	Dec 12, 2013	Nov 18, 2013	-24	Firm change	Wirehouse to wirehouse
MORGAN STANLEY DW INC.	UBS FINANCIAL SERVICES INC.	Nov 9, 2005	Nov 4, 2005	-5	Firm change	Other

Relationships

Registered with (4)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Jan 14, 2022 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Nov 18, 2013 to Jan 19, 2022factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Nov 4, 2005 to Dec 12, 2013factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Feb 27, 2001 to Nov 9, 2005factForm ADV

Dated events

Occurred
Jan 19, 2022
Advisor changed firm
Edward Phillip Gordon left Wells Fargo Advisors for Ameriprise Financial Services, Llc (registered 2022-01-14)
Form ADVobserved 5 days ago