DFX Intelligence

J•••••• S•••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner35 years in industry

J•••••• S•••• B•••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Burlington, NC

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Search this name across graphsid dfx:ria:d4715aae-148a-311f-fd85-a5ef097a6d7e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Dec 31, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 5, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Apr 14, 2026	n/a	yes	Burlington, NC	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Jun 15, 2021	Mar 31, 2026	no	Burlington, NC\|WALTHAM, MA\|Burlington, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Mar 31, 2026	Apr 14, 2026	14	Firm change	Ibd to ibd
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	C••••••••• F•••••••• N••••••	Jun 16, 2021	Jun 15, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
8032:149018:NC:2026-03-31	Mar 31, 2026	Apr 14, 2026	BURLINGTON, NC	Firm change
149018:8032:NC:2021-06-16	Jun 16, 2021	Jun 15, 2021	BURLINGTON, NC	Firm change

Relationships

Registered with (4)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Nov 14, 2014 to Jun 16, 2021factForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Jun 15, 2021 to Mar 31, 2026factForm ADV
→ B••••• I••••••••• M••••••••• G••••• L••Registered adviserregistration: previous registration
Aug 20, 2010 to Nov 14, 2014factForm ADV
→ R•••••• J•••• F•••••••• S•••••••• I•••

Dated events

Occurred
Mar 31, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d4715aae-148a-311f-fd85-a5ef097a6d7e
First observed: Dec 31, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.