DFX Intelligence

E•••• C•••••• P•••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

E•••• C•••••• P•••••••• L•••

CRD 158719

NEWTOWN SQUARE, PA

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Search this name across graphsid dfx:ria:d473f9fe-a4ed-8b48-1918-5424af329790

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 29
Dated events: 14
On other graphs: 1
Observed: Mar 29, 2012 to Mar 30, 2026
21 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

E•••• C•••••• P•••••••• L•••

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.7B••• Locked
Discretionary RAUM: $1.6B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 133

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
E•••• I••••••••• P••••••••• X••• L•••	Real Estate Fund	$425M	Mar 30, 2026	76	Mar 31, 2022	reported	021-1870421
P•••••• C••••••••• L•	Real Estate Fund	$423M	Mar 30, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••••• D•••••• M•	LIMITED PARTNER	C	yes	01/2005	Mar 29, 2012	Apr 15, 2024
D••••••• D•••••• M•	Member	C	yes	02/2013	Mar 29, 2012	Apr 15, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•• R•••••• I•••	n/a	n/a	n/a	Y	yes	n/a
B•• M••••••••• C••••••••• L••	n/a	n/a	n/a	Y	yes	n/a
B•• M••••••••• C••••••• L•••	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Scottsdale	Az	United States	1	no
MARINA DEL RAY	CA	United States	1	no
DELRAY BEACH	FL	United States	1	no
Roswell	Ga	United States	1	no
R••••••	Nc	United States

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.7B	$1.8B	-1.6%	$1.8B	-1.6%	133	131	6	6

Relationships

Advises (18)

→ E•••• I••••••••• P••••••••• X••• L•••Private fundReal Estate Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ E•••• I••••••••• P••••••••• L•••Private fundReal Estate Fund, IA
Mar 30, 2026 to presentfactForm ADV
→ P•••••• C••••••••• L•Private fundReal Estate Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ C••• C••••••••• L•

Dated events

4 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 30, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
Mar 30, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
Mar 30, 2026
Ria principal change
••• Locked
Form ADVobserved today

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d473f9fe-a4ed-8b48-1918-5424af329790
First observed: Mar 29, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.