DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

E•••• C•••••• P•••••••• L•••

Asset manager (funds and pooled vehicles)Newtown Square, PennsylvaniaCRD 158719SEC 801-72677website IAPD

Latest filing Mar 30, 2026

First filing on the tape Mar 29, 2012 · 21 filings

SEC status approved since Aug 23, 2011

RAUM

$1.7B

reported, Item 5.F

Discretionary

90%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

133

43 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

21 filings and snapshots on the tape

RAUM$1.7B as of Mar 30, 2026

Mar 29, 2012$1.4B then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 30, 2026

Mar 29, 20120 then

Employees (5.A)133 as of Mar 30, 2026

Apr 1, 2013138 then

Private funds9 as of Mar 30, 2026

Mar 29, 201211 then

RAUM -1.6% over the last fiscal year-1.6% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 30, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $193MderivedRAUM over accounts (5.F.2.f)
Discretionary: 90%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived7 offices incl. principal (1.F.5)
RAUM growth, one year: -1.6%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehicles, otherreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$1.7B100%

Individual clients: 0reported
HNW clients: 0reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 9reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

17 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
E•••• I••••••••• P••••••••• X••• L•••	Real Estate Fund	$433M	76	Mar 31, 2022
P•••••• C••••••••• L•	Real Estate Fund	$379M	18	Mar 31, 2022
E•••• I••••••••• P••••••••• X•• L•••	Real Estate Fund	$318M	73	Mar 31, 2019
C••• C••••••••• L•	Real Estate Fund	$232M	42	Mar 31, 2023
E•••• I••••••••• P••••••••• X• L•••	Real Estate Fund	$157M	82	Mar 25, 2016
S•••• G••••••••• L•••	Real Estate Fund	$156M	3	Mar 29, 2024
B•• I••••••••• P••••••••• V••• L•••	Real Estate Fund	$62.8M	37	Mar 29, 2012
B•• I••••••••• P••••••••• V•••• L•••	Real Estate Fund	$38.5M	27	Mar 29, 2012
B•• I••••••••• P••••••••• V•••• L•••no longer reported	Real Estate Fund	$32.5M	68	Mar 29, 2012
B•• I••••••••• P••••••••• V••••• L•••no longer reported	Real Estate Fund	$18.7M	35	Mar 29, 2012
B•• I••••••••• P••••••••• V• L•••no longer reported	Real Estate Fund	$8.2M	19	Mar 29, 2012
B•• I••••••••• P••••••••• V•• L•••	Real Estate Fund	$7.7M	27	Mar 29, 2012
B•• M••••••••• P••••••••• L•••no longer reported	Real Estate Fund	$2.0M	34	Mar 29, 2012
N•••••••• I• I••••••••• L•••no longer reported	Real Estate Fund	$1.1M	3	Mar 29, 2012
B•• I••••••••• P••••••••• I•• L•••	Real Estate Fund	$259,000	67	Mar 29, 2012
B•• C••••••••• P••••••••• L•••no longer reported	Real Estate Fund	$32,000	2	Mar 29, 2012
R•••••• P••••••• I••••••••• L•••	Real Estate Fund	$16,000	3	Mar 29, 2012

Owners and control persons

Schedule A and B, latest filing

D••••••• D•••••• M• · Chief Executive Officercontrol
since 06/1989 · owns less than 5%
P••••••••• A•••••• P• · Chief Operating Officercontrol
since 06/1992 · owns less than 5%
P•••••• H•••••• L• · Chief Financial Officercontrol
since 01/2024 · owns less than 5%
D••••••• D•••••• M• · Membercontrol
since 02/2013 · owns 25% to 50% of M•••••••• L••
D••••••• D•••••• M• · Membercontrol
since 01/2005 · owns 25% to 50% of E•••• G•• L••
D••••••• D•••••• M• · Limited Partnercontrol
since 01/2005 · owns 25% to 50% of M••••••••• E••••• I••••••••• L•••
B•••••••• A•••••• J••••• · General Counsel
since 03/2022 · owns less than 5%
T••••••••• R••• · Chief Compliance Officer
since 03/2022 · owns less than 5%

Entity owners

E•••• G•• L•• · General Partner
direct · owns less than 5%
M••••••••• E••••• I••••••••• L••• · Limited Partner
direct · owns 75% or more
M•••••••• L•• · General Partner
indirect · owns F of M••••••••• E••••• I••••••••• L•••

Related persons

Schedule D 7.A

B•• R•••••• I•••
investment companyy
B•• M••••••••• C••••••••• L••
investment companyy
B•• M••••••••• C••••••• L•••
investment companyy
E•••• M••••••••• C•••••• A•• L••
investment companyy
L•••••• S••••••••• S•••••••
real estatey

Offices

Schedule D 1.F, the 25 largest

Delray Beach, FL1 employees
Falls Church, VA1 employees
Marina Del Ray, CA1 employees
R••••••, NC1 employees
Roswell, GA1 employees
Scottsdale, AZ1 employees

What changed

consecutive filings, newest first

Advisory employees · 41 to 43
Mar 28, 2025 to Mar 30, 2026
Employees · 131 to 133
Mar 28, 2025 to Mar 30, 2026
Discretionary RAUM · $1.6B to $1.6B
Mar 28, 2025 to Mar 30, 2026
Non-discretionary RAUM · $164M to $166M
Mar 28, 2025 to Mar 30, 2026
Pooled vehicle RAUM · $1.8B to $1.7B
Mar 28, 2025 to Mar 30, 2026
RAUM · $1.8B to $1.7B
Mar 28, 2025 to Mar 30, 2026
Advisory employees · 39 to 41
Apr 15, 2024 to Mar 28, 2025
Employees · 96 to 131
Apr 15, 2024 to Mar 28, 2025
Financial planning clients · unset to
Apr 15, 2024 to Mar 28, 2025
Discretionary RAUM · $1.6B to $1.6B
Apr 15, 2024 to Mar 28, 2025
Non-discretionary RAUM · $156M to $164M
Apr 15, 2024 to Mar 28, 2025
Pooled vehicle RAUM · $1.8B to $1.8B
Apr 15, 2024 to Mar 28, 2025
RAUM · $1.8B to $1.8B
Apr 15, 2024 to Mar 28, 2025
Accounts · 10 to 9
Mar 31, 2023 to Mar 29, 2024
Advisory employees · 40 to 39
Mar 31, 2023 to Mar 29, 2024
Private funds · 10 to 9
Mar 31, 2023 to Mar 29, 2024
Discretionary RAUM · $1.8B to $1.6B
Mar 31, 2023 to Mar 29, 2024
Non-discretionary RAUM · $0 to $156M
Mar 31, 2023 to Mar 29, 2024
Pooled vehicle RAUM · $1.8B to $1.8B
Mar 31, 2023 to Mar 29, 2024
RAUM · $1.8B to $1.8B
Mar 31, 2023 to Mar 29, 2024
Accounts · 9 to 10
Mar 31, 2022 to Mar 31, 2023
Advisory employees · 43 to 40
Mar 31, 2022 to Mar 31, 2023
Employees · 140 to 96
Mar 31, 2022 to Mar 31, 2023
Other offices · 7 to 6
Mar 31, 2022 to Mar 31, 2023
Private funds · 9 to 10
Mar 31, 2022 to Mar 31, 2023
Discretionary RAUM · $1.5B to $1.8B
Mar 31, 2022 to Mar 31, 2023
Pooled vehicle RAUM · $1.5B to $1.8B
Mar 31, 2022 to Mar 31, 2023
RAUM · $1.5B to $1.8B
Mar 31, 2022 to Mar 31, 2023
Accounts · 7 to 9
Mar 31, 2021 to Mar 31, 2022
Advisory employees · 44 to 43
Mar 31, 2021 to Mar 31, 2022
Pooled vehicle clients · 7 to 9
Mar 31, 2021 to Mar 31, 2022
Employees · 98 to 140
Mar 31, 2021 to Mar 31, 2022
Other offices · 5 to 7
Mar 31, 2021 to Mar 31, 2022
Private funds · 7 to 9
Mar 31, 2021 to Mar 31, 2022
Discretionary RAUM · $1.0B to $1.5B
Mar 31, 2021 to Mar 31, 2022
Pooled vehicle RAUM · $1.0B to $1.5B
Mar 31, 2021 to Mar 31, 2022
RAUM · $1.0B to $1.5B
Mar 31, 2021 to Mar 31, 2022
Advisory employees · 48 to 44
May 4, 2020 to Mar 31, 2021
Employees · 91 to 98
May 4, 2020 to Mar 31, 2021
Discretionary RAUM · $1.1B to $1.0B
May 4, 2020 to Mar 31, 2021

Signals

4 dated events

K Robert Maloney (Chief Financial Officer) no longer on Schedule A of E•••• C•••••• P•••••••• L••• (listed 2023-03-31, absent 2024-03-29)
Mar 29, 2024 · Control person left · inference
L H••••• P••••• (Chief Financial Officer) appeared on Schedule A of E•••• C•••••• P•••••••• L•••
Mar 29, 2024 · Control person joined · fact
E•••• C•••••• P•••••••• L••• reported RAUM $1.5B, up 46% from $1.0B (2021-03-31 to 2022-03-31)
Mar 31, 2022 · RAUM change · derived
Barry H••••• (Chief Compliance Officer) no longer on Schedule A of E•••• C•••••• P•••••••• L••• (listed 2018-04-11, absent 2019-03-31)
Mar 31, 2019 · Control person left · inference

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/equus-capital-partners-ltd-reportedpublic record, Form ADV, Sep 18, 2026
Website: H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
Principal office phone: 610-355-3200reportedpublic record, Form ADV, Mar 30, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Across the graphs

E•••• C•••••• P•••••••• L••• is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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