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RIA / WealthAdvisor17 years in industry

RODOLFO ALLAN TROY ARGOSINO

Advisor at AE WEALTH MANAGEMENT, LLC

San Francisco, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Dec 23, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AE WEALTH MANAGEMENT, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 15, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Dec 15, 2008
First registration: Dec 23, 2008
Dual registered: no
Other names: Allan Argosino|ALLAN TROY ARGOSINO|Rodolfo Allan Troy Argosino|Rodolfo Allan Troy Argosino|RODOLFOALLAN TROY ARGOSINO
IAPD individual key: 2720277

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Jan 28, 2025	n/a	yes	San Francisco, CA	Current employment
RUGGIERI WEALTH ADVISORS LLC	n/a	Jul 22, 2024	Jan 31, 2025	no	San Francisco, CA	Previous registration
AVENTINE WEALTH MANAGEMENT LLC	n/a	Apr 24, 2019	Dec 31, 2023	no	SAN FRANCISCO, CA\|SAN FRANCISCO, CA	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Jun 12, 2017	Dec 31, 2018	no	San Francisco, CA	Previous registration
CRESCITA CAPITAL LLC	n/a	Jun 9, 2015	Dec 14, 2016	no	ISSAQUAH, WA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Jan 21, 2010	Feb 25, 2015	no	SAN FRANCISCO, CA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Feb 11, 2010	no	SAN FRANCISCO, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Dec 23, 2008	Jun 1, 2009	no	SAN FRANCISCO, CA\|SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RUGGIERI WEALTH ADVISORS LLC	AE WEALTH MANAGEMENT, LLC	Jan 31, 2025	Jan 28, 2025	-3	Firm change	Other
AVENTINE WEALTH MANAGEMENT LLC	RUGGIERI WEALTH ADVISORS LLC	Dec 31, 2023	Jul 22, 2024	204	Firm change	Other
PRINCIPAL SECURITIES, INC.	AVENTINE WEALTH MANAGEMENT LLC	Dec 31, 2018	Apr 24, 2019	114	Firm change	Other
CRESCITA CAPITAL LLC	PRINCIPAL SECURITIES, INC.	Dec 14, 2016	Jun 12, 2017	180	Firm change	Other
J.P. MORGAN SECURITIES LLC	CRESCITA CAPITAL LLC	Feb 25, 2015	Jun 9, 2015	104	Firm change	Other
MORGAN STANLEY	J.P. MORGAN SECURITIES LLC	Feb 11, 2010	Jan 21, 2010	-21	Firm change	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (8)

→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Jan 28, 2025 to presentfactForm ADV
→ RUGGIERI WEALTH ADVISORS LLCRegistered adviserregistration: previous registration
Jul 22, 2024 to Jan 31, 2025factForm ADV
→ AVENTINE WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Apr 24, 2019 to Dec 31, 2023factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Jun 12, 2017 to Dec 31, 2018factForm ADV
→ CRESCITA CAPITAL LLCRegistered adviserregistration: previous registration
Jun 9, 2015 to Dec 14, 2016factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Jan 21, 2010 to Feb 25, 2015factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Feb 11, 2010factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Dec 23, 2008 to Jun 1, 2009factForm ADV

Dated events

Occurred
Jan 31, 2025
Advisor changed firm
Rodolfo Allan Troy Argosino left Ruggieri Wealth Advisors Llc for Ae Wealth Management, Llc (registered 2025-01-28)
Form ADVobserved 6 days ago
Occurred
Dec 31, 2023
Advisor changed firm
Rodolfo Allan Troy Argosino left Aventine Wealth Management Llc for Ruggieri Wealth Advisors Llc (registered 2024-07-22)
Form ADVobserved 6 days ago