DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner19 years in industry

NATHANIEL PHILLIP CARSWELL

Advisor at FORTHRIGHT CAPITAL

LAS VEGAS, NV | Greensboro, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d4855f68-3fc6-e948-671a-4ee1815eadaa

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 28, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FORTHRIGHT CAPITAL
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 16, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 6
Designations: Certified Financial Planner
Exams: S66
First exam: Feb 16, 2007
First registration: Feb 28, 2007
Dual registered: no
IAPD individual key: 5141661

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FORTHRIGHT CAPITAL	Independent wealth	Dec 1, 2023	n/a	yes	LAS VEGAS, NV\|Greensboro, NC	Current employment
TRIAD FINANCIAL ADVISORS, INC.	Former SEC adviser	Sep 10, 2018	Dec 1, 2023	no	GREENSBORO, NC	Previous registration
MORTON WEALTH MANAGEMENT LLC	Former SEC adviser	Nov 25, 2013	Dec 31, 2018	no	GREENSBORO, NC	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Mar 31, 2009	Oct 10, 2013	no	KERNERSVILLE, NC\|Howey In The Hills, FL	Previous registration
FIRST COMMAND FINANCIAL PLANNING, INC.	Former SEC adviser	Jul 30, 2007	Mar 30, 2009	no	KERNERSVILLE, NC\|FAYETTEVILLE, NC	Previous registration
EDWARD JONES	National bd RIA	Feb 28, 2007	Apr 18, 2007	no	ST LOUIS, MO\|Statesville, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRIAD FINANCIAL ADVISORS, INC.	FORTHRIGHT CAPITAL	Dec 1, 2023	Dec 1, 2023	0	Firm change	RIA to RIA
MORTON WEALTH MANAGEMENT LLC	TRIAD FINANCIAL ADVISORS, INC.	Dec 31, 2018	Sep 10, 2018	-112	Firm change after gap	RIA to RIA
THRIVENT INVESTMENT MANAGEMENT INC.	MORTON WEALTH MANAGEMENT LLC	Oct 10, 2013	Nov 25, 2013	46	Firm change	Other
FIRST COMMAND FINANCIAL PLANNING, INC.	THRIVENT INVESTMENT MANAGEMENT INC.	Mar 30, 2009	Mar 31, 2009	1	Firm change	Other
EDWARD JONES	FIRST COMMAND FINANCIAL PLANNING, INC.	Apr 18, 2007	Jul 30, 2007	103	Firm change	Other

Relationships

Registered with (6)

→ FORTHRIGHT CAPITALRegistered adviserregistration: current employment
Dec 1, 2023 to presentfactForm ADV
→ TRIAD FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Sep 10, 2018 to Dec 1, 2023factForm ADV
→ MORTON WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Nov 25, 2013 to Dec 31, 2018factForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Mar 31, 2009 to Oct 10, 2013factForm ADV
→ FIRST COMMAND FINANCIAL PLANNING, INC.Registered adviserregistration: previous registration
Jul 30, 2007 to Mar 30, 2009factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Feb 28, 2007 to Apr 18, 2007factForm ADV

Dated events

Occurred
Dec 1, 2023
Advisor changed firm
Nathaniel Phillip Carswell left Triad Financial Advisors, Inc. for Forthright Capital (registered 2023-12-01)
Form ADVobserved 3 days ago