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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

MORTON WEALTH MANAGEMENT LLC

CRD 111471

GREENSBORO, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ec349a20-83fb-b3f7-26e9-27ee61bfef9a

Data as of Aug 29, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 0
Observed: Mar 26, 2012 to Aug 29, 2018
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $427MItem 5.F on the latest filing (2018-08-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $427M
Private client RAUM: $427MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees: 5
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,334
Individual clients: 130
High net worth clients: 251
Custody, client assets: $224M
SEC number: 801-56673
CRD: 111471
Filings on the tape: 17
First filed: Mar 26, 2012
Latest filed: Aug 29, 2018
Organised: Limited Liability Company, North Carolina

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
JOHNSON, MATTHEW, HENRY	MEMBER/ADVISOR	Na	yes	07/2016	Sep 28, 2016	Aug 29, 2018
MORTON, STEVEN, HENDRIE	CHIEF COMPLIANCE OFFICER	E	yes	08/2013	Mar 26, 2012	Aug 29, 2018
MWM MANAGEMENT INC.	MANAGING MEMBER	Na	yes	07/2016	Sep 28, 2016	Aug 29, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CAPFINANCIAL PARTNERS, LLC	n/a	Institutional manager	$1237B	N	yes	n/a
CAPFINANCIAL SECURITIES, LLC.	n/a	Former SEC adviser	$116B	N	yes	n/a
PENSIONMARK FINANCIAL GROUP, LLC	n/a	Other adviser	$72B	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 29, 2018	$427M	$427M	9	5	1	n/a	n/a
2016	Mar 22, 2017	$356M	$354M	7	4	n/a	n/a	n/a
2015	Mar 22, 2016	$322M	$318M	7	4	n/a	n/a	n/a
2014	Mar 24, 2015	$318M	$313M	7	4	n/a	n/a	n/a
2013	Mar 17, 2014	$290M	$285M	7	4	n/a	n/a	n/a
2012	Mar 25, 2013	$231M	$226M	6	3	n/a	n/a	n/a
2011	Mar 26, 2012	$199M	$193M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$427M	$356M	19.9%	$318M	10.3%	9	7	1	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
Captrust	2	Dec 31, 2018	Aug 30, 2018	GREENSBORO, NC	Team lift out	Other	66.7%

Relationships

Affiliated with (3)

→ CAPTRUST FINANCIAL ADVISORSRegistered adviserbroker-dealer, common control
factForm ADV
→ CAPTRUSTRegistered adviserother investment adviser, common control
factForm ADV
→ WORLD INVESTMENT ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (3)

← MORTON, STEVEN, HENDRIEOwnerCHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 26, 2012 to presentfactForm ADV
← JOHNSON, MATTHEW, HENRYOwnerMEMBER/ADVISOR, ownership code NA, individual
Sep 28, 2016 to presentfactForm ADV
← MWM MANAGEMENT INC.OwnerMANAGING MEMBER, ownership code NA, domestic entity
Sep 28, 2016 to presentfactForm ADV

Registered with (4)

← Steven Hendrie MortonAdvisorregistration: previous registration
Feb 3, 2009 to Dec 31, 2018factForm ADV
← NATHANIEL PHILLIP CARSWELLAdvisorregistration: previous registration
Nov 25, 2013 to Dec 31, 2018factForm ADV
← Walter Edward AbeleAdvisorregistration: previous registration
Feb 16, 2018 to Dec 31, 2018factForm ADV
← MATTHEW HENRY JOHNSONAdvisorregistration: previous registration
Mar 1, 2011 to Dec 5, 2018factForm ADV

Moved with (1)

→ CAPTRUSTRegistered adviser2 advisors, team lift out, same day
Dec 31, 2018 to Aug 30, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ec349a20-83fb-b3f7-26e9-27ee61bfef9a
First observed: Mar 26, 2012
Last observed: Aug 29, 2018 98 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MORTON WEALTH MANAGEMENT LLC

CRD 111471

GREENSBORO, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ec349a20-83fb-b3f7-26e9-27ee61bfef9a

Data as of Aug 29, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:56 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

JOHNSON, MATTHEW, HENRY

MEMBER/ADVISOR

yes

07/2016

Sep 28, 2016

Aug 29, 2018

MORTON, STEVEN, HENDRIE

CHIEF COMPLIANCE OFFICER

yes

08/2013

Mar 26, 2012

Aug 29, 2018

MWM MANAGEMENT INC.

MANAGING MEMBER

yes

07/2016

Sep 28, 2016

Aug 29, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CAPFINANCIAL PARTNERS, LLC

n/a

Institutional manager

$1237B

yes

n/a

CAPFINANCIAL SECURITIES, LLC.

n/a

Former SEC adviser

$116B

yes

n/a

PENSIONMARK FINANCIAL GROUP, LLC

n/a

Other adviser

$72B

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 29, 2018

$427M

n/a

2016

Mar 22, 2017

$356M

$354M

n/a

2015

Mar 22, 2016

$322M

$318M

n/a

2014

Mar 24, 2015

$318M

$313M

n/a

2013

Mar 17, 2014

$290M

$285M

n/a

2012

Mar 25, 2013

$231M

$226M

n/a

2011

Mar 26, 2012

$199M

$193M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$427M

$356M

19.9%

$318M

10.3%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

Captrust

Dec 31, 2018

Aug 30, 2018

GREENSBORO, NC

Team lift out

Other

66.7%