DFX Intelligence

J•• R•••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

J•• R•••••• G••••••

Advisor at R•••••• J•••• • A••••••••• I•••

Kirkland, WA

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Search this name across graphsid dfx:ria:d491ed14-927c-ace2-70b7-d79c3b54a172

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Dec 28, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• • A••••••••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Dec 31, 1987earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• • A••••••••• I•••	National bd RIA	Aug 26, 2026	n/a	yes	Kirkland, WA	Current employment
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	Mar 14, 2017	Sep 2, 2026	no	SEATTLE, WA\|BELLEVUE, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• N••••••• • C••••••• I•••••••••	R•••••• J•••• • A••••••••• I•••	Sep 2, 2026	Aug 26, 2026	-7	Firm change	Ibd to ibd
R••••• W• B•••• • C•• I•••••••••	S•••••• N••••••• • C••••••• I•••••••••	Mar 29, 2017	Mar 14, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
793:705:WA:2026-09-02	Sep 2, 2026	Aug 26, 2026	BELLEVUE, WA	Firm change
8158:793:WA:2017-03-29	Mar 29, 2017	Mar 14, 2017	SEATTLE, WA	Firm change

Relationships

Registered with (7)

→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: current employment
Aug 26, 2026 to presentfactForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
Mar 14, 2017 to Sep 2, 2026factForm ADV
→ R••••• W• B•••• • C•• I•••••••••Registered adviserregistration: previous registration
Nov 7, 2014 to Mar 29, 2017factForm ADV
→ M•••••• W••••• R••••• I•••

Dated events

Occurred
Sep 2, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d491ed14-927c-ace2-70b7-d79c3b54a172
First observed: Dec 28, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.