DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jon Randall Garberg

Raymond James & Associates, Inc.national BDKirkland, Wadual registrantIAPD 1775648

Feed of 09/14/2026

Also filed as Jon R Garberg

At current firm

0 y

since Aug 26, 2026

In the industry

38 y

since Dec 31, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Raymond James & Associates, Inc. national BD current
since Aug 26, 2026 · Kirkland, Wa
Stifel, Nicolaus & Company, Incorporated national BD
Mar 14, 2017 to Sep 2, 2026 · Seattle, Wa
Robert W. Baird & Co. Incorporated mixed wealth
Nov 7, 2014 to Mar 29, 2017 · Seattle, Wa
Mcadams Wright Ragen, Inc. former
Feb 13, 2009 to Nov 7, 2014 · Seattle, Wa
Morgan Stanley & Co. LLC unclassified
Apr 2, 2007 to Feb 18, 2009 · Bellevue, Wa
Morgan Stanley Dw Inc. unclassified
Dec 16, 2005 to Apr 2, 2007 · Bellevue, Wa
RBC Capital Markets, LLC national BD
Dec 28, 2001 to Jan 3, 2006 · Seattle, Wa

Moves

a registration end followed by a registration begin elsewhere

Stifel, Nicolaus & Company, Incorporated to Raymond James & Associates, Inc.
left Sep 2, 2026, registered Aug 26, 2026 (-7 days) · Affiliated broker-dealer or bank to another · moved with a team
Robert W. Baird & Co. Incorporated to Stifel, Nicolaus & Company, Incorporated
left Mar 29, 2017, registered Mar 14, 2017 (-15 days) · Other · moved with a team
Mcadams Wright Ragen, Inc. to Robert W. Baird & Co. Incorporated
left Nov 7, 2014, registered Nov 7, 2014 (0 days) · corporate re-registration, not a move
Morgan Stanley & Co. LLC to Mcadams Wright Ragen, Inc.
left Feb 18, 2009, registered Feb 13, 2009 (-5 days) · Other
Morgan Stanley Dw Inc. to Morgan Stanley & Co. LLC
left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
RBC Capital Markets, LLC to Morgan Stanley Dw Inc.
left Jan 3, 2006, registered Dec 16, 2005 (-18 days) · Other

Signals

Jon Randall Garberg left Stifel, Nicolaus & Company, Incorporated for Raymond James & Associates, Inc. (registered 2026-08-26)
Sep 2, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 38derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address