DFX Intelligence

S•••••• T••• T• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

S•••••• T••• T• N•••••

Advisor at T••• P•••• W••••• A•••••••

SAN FRANCISCO, CA | Milpitas, CA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 8, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••• P•••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••• P•••• W••••• A•••••••	Independent wealth	Dec 20, 2022	n/a	yes	SAN FRANCISCO, CA\|Milpitas, CA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jul 8, 2022	Nov 21, 2022	no	SAN DIEGO, CA\|Santa Clara, CA\|MILPITAS, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	T••• P•••• W••••• A•••••••	Nov 21, 2022	Dec 20, 2022	29	Firm change	RIA to new firm

Relationships

Registered with (2)

→ T••• P•••• W••••• A•••••••Registered adviserregistration: current employment
Dec 20, 2022 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jul 8, 2022 to Nov 21, 2022factForm ADV

Dated events

Order

Occurred
21 Nov 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 8, 2022
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.