DFX Intelligence

M•••••• J••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

M•••••• J••••• P•••••

Advisor at W•••• F•••• A•••••••

COLORADO SPRINGS, CO | RENO, NV

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 23, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Nov 22, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Apr 16, 2026	n/a	yes	RENO, NV\|COLORADO SPRINGS, CO	Current employment
W•••• F•••• A•••••••	Wirehouse	Feb 29, 2008	Apr 16, 2026	no	COLORADO SPRINGS, CO\|GREENWOOD VILLAGE, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	W•••• F•••• A•••••••	Apr 16, 2026	Apr 16, 2026	0	Channel change	Wirehouse to wirehouse
R•• C•••••• M••••••• L••	W•••• F•••• A•••••••	Mar 17, 2008	Feb 29, 2008

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:11025:CO:2026-04-16	Apr 16, 2026	Apr 16, 2026	GREENWOOD VILLAGE, CO	Firm change

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Apr 16, 2026 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Feb 29, 2008 to Apr 16, 2026factForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Nov 23, 2006 to Mar 17, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 23, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.