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Advisor at BISON FINANCIAL GROUP, LLC
CREVE COEUR, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BISON FINANCIAL GROUP, LLC | State registered | Apr 14, 2023 | n/a | yes | CREVE COEUR, MO | Current employment |
| THE WORLEY BANKS GROUP, LLC | Independent wealth | May 21, 2020 | May 12, 2022 | no | CREVE COEUR, MO | Previous registration |
| RFG ADVISORY, LLC | Independent wealth | Nov 18, 2015 | Sep 4, 2020 | no | Creve Coeur, MO|VESTAVIA HILLS, AL | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 6, 2010 | Oct 30, 2015 | no | CREVE COEUR, MO | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Jul 18, 2008 | Dec 8, 2010 | no | CRYSTAL CITY, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THE WORLEY BANKS GROUP, LLC | BISON FINANCIAL GROUP, LLC | May 12, 2022 | Apr 14, 2023 | 337 | Firm change | RIA to state RIA |
| RFG ADVISORY, LLC | THE WORLEY BANKS GROUP, LLC | Sep 4, 2020 | May 21, 2020 | -106 | Firm change after gap | RIA to new firm |
| LPL FINANCIAL LLC | RFG ADVISORY, LLC | Oct 30, 2015 | Nov 18, 2015 | 19 | Firm change | Other |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | LPL FINANCIAL LLC | Dec 8, 2010 | Dec 6, 2010 | -2 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 158401:306890:AL:2020-09-04 | Sep 4, 2020 | May 21, 2020 | VESTAVIA HILLS, AL | Firm change after gap |
| 6413:158401:MO:2015-10-28 | Oct 30, 2015 | Nov 18, 2015 | CREVE COEUR, MO | Firm change |