DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David Holt Worley
Feed of 09/14/2026
Also filed as Dave Worley
At current firm
3 y
since Apr 14, 2023
In the industry
28 y
since Mar 4, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Bison Financial Group, LLC state registered currentsince Apr 14, 2023 · Creve Coeur, Mo
- The Worley Banks Group, LLC independent RIAMay 21, 2020 to May 12, 2022 · Creve Coeur, Mo
- Rfg Advisory, LLC independent RIANov 18, 2015 to Sep 4, 2020 · Creve Coeur, Mo
- LPL Financial LLC BD affiliatedDec 6, 2010 to Oct 30, 2015 · Creve Coeur, Mo
- National Planning Corporation ("Npc Of America" In Fl & Ny) formerJul 18, 2008 to Dec 8, 2010 · Crystal City, Mo
Moves
a registration end followed by a registration begin elsewhere
- The Worley Banks Group, LLC to Bison Financial Group, LLCleft May 12, 2022, registered Apr 14, 2023 (337 days) · RIA to a state-registered adviser
- Rfg Advisory, LLC to The Worley Banks Group, LLCleft Sep 4, 2020, registered May 21, 2020 (-106 days) · RIA to a newly registered adviser · moved with a team
- LPL Financial LLC to Rfg Advisory, LLCleft Oct 30, 2015, registered Nov 18, 2015 (19 days) · Other · moved with a team
- National Planning Corporation ("Npc Of America" In Fl & Ny) to LPL Financial LLCleft Dec 8, 2010, registered Dec 6, 2010 (-2 days) · Other
Signals
- David Holt Worley left The Worley Banks Group, Llc for Bison Financial Group, Llc (registered 2023-04-14)May 12, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address