DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at STRATOS WEALTH ADVISORS LLC
BEACHWOOD, OH | Las Vegas, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATOS WEALTH ADVISORS LLC | Independent wealth | May 1, 2017 | n/a | yes | BEACHWOOD, OH|Las Vegas, NV | Current employment |
| STRATOS WEALTH PARTNERS, LTD | Bd affiliated wealth | Oct 1, 2015 | Sep 5, 2017 | no | BEACHWOOD, OH | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Aug 14, 2015 | no | INDEPENDENCE, OH | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Sep 18, 2009 | Oct 1, 2012 | no | INDEPENDENCE, OH|BEDFORD HEIGHTS, OH | Previous registration |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Aug 9, 2005 | Sep 3, 2009 | no | BEACHWOOD, OH|Beachwood, OH|Beachwood, OH|CLEVELAND, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STRATOS WEALTH PARTNERS, LTD | STRATOS WEALTH ADVISORS LLC | Sep 5, 2017 | May 1, 2017 | -127 | Firm change after gap | Other |
| J.P. MORGAN SECURITIES LLC | STRATOS WEALTH PARTNERS, LTD | Aug 14, 2015 | Oct 1, 2015 | 48 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| RAYMOND JAMES & ASSOCIATES, INC. | CHASE INVESTMENT SERVICES CORP. | Sep 3, 2009 | Sep 18, 2009 | 15 | Firm change | Other |