DFX Intelligence

E••••• S• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)14 years in industry

E••••• S• P••••••

Advisor at A••••••••• F•••••••• S•••••••• L••

Granville, OH | GRANVILLE, OH

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Search this name across graphsid dfx:ria:d4a9311c-6763-dc98-8b95-941b26e69104

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 8, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: May 8, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Apr 27, 2022	n/a	yes	GRANVILLE, OH\|Granville, OH	Current employment
T•••• W•••••	n/a	Apr 21, 2021	Mar 7, 2022	no	ST AUGUSTINE, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••• W•••••	A••••••••• F•••••••• S•••••••• L••	Mar 7, 2022	Apr 27, 2022	51	Firm change	Other
C•••• I••••••••• C•••••• C•••••••••	T•••• W•••••	Jul 21, 2014	Apr 21, 2021

Relationships

Registered with (3)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Apr 27, 2022 to presentfactForm ADV
→ T•••• W•••••Registered adviserregistration: previous registration
Apr 21, 2021 to Mar 7, 2022factForm ADV
→ C•••• I••••••••• C•••••• C•••••••••Registered adviserregistration: previous registration
May 8, 2012 to Jul 21, 2014factForm ADV

Dated events

Occurred
Mar 7, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d4a9311c-6763-dc98-8b95-941b26e69104
First observed: May 8, 2012
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.