DFX Intelligence

P•••••• G••••• L••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

P•••••• G••••• L••••••••

Advisor at M•••••• W••••• M••••••••• L•

GREENSBORO, NC

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Search this name across graphsid dfx:ria:d4b4dfba-15d2-81db-02d7-f97b0218032f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 19, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• W••••• M••••••••• L•
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• W••••• M••••••••• L•	Independent wealth	Oct 4, 2022	n/a	yes	GREENSBORO, NC	Current employment
C••••• A•••••• N••••••• L••	Former SEC adviser	Dec 14, 2011	Oct 4, 2022	no	GREENSBORO, NC\|GREENSBORO, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A•••••• N••••••• L••	M•••••• W••••• M••••••••• L•	Oct 4, 2022	Oct 4, 2022	0	Firm change	Ibd to RIA
T•••• F•••••••• A•••••••• I•••	C••••• A•••••• N••••••• L••	Dec 7, 2011	Dec 14, 2011

Relationships

Registered with (3)

→ M•••••• W••••• M••••••••• L•Registered adviserregistration: current employment
Oct 4, 2022 to presentfactForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Dec 14, 2011 to Oct 4, 2022factForm ADV
→ T•••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Dec 19, 2007 to Dec 7, 2011factForm ADV

Dated events

Occurred
Oct 4, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d4b4dfba-15d2-81db-02d7-f97b0218032f
First observed: Dec 19, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.