DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S•••••• P••••••• I••••••••• A•••••••• L••
Nashville, TN | STAMFORD, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••••• P••••••• I••••••••• A•••••••• L•• | Bd affiliated wealth | May 21, 2024 | n/a | yes | Nashville, TN|STAMFORD, CT | Current employment |
| S••••••••• W••••• P••••••• | Independent wealth | Dec 12, 2023 | May 3, 2024 | no | FRANKLIN, TN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••••••• W••••• P••••••• | S•••••• P••••••• I••••••••• A•••••••• L•• | May 3, 2024 | May 21, 2024 | 18 | Firm change | RIA to ibd |
| E••••••• W••••• A••••••• | S••••••••• W••••• P••••••• | Jun 6, 2023 | Dec 12, 2023 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 283515:283004:TN:2024-05-03 | May 3, 2024 | May 21, 2024 | FRANKLIN, TN | Firm change |
| E••••••• W••••• A••••••• | Former SEC adviser | Sep 9, 2021 | Jun 6, 2023 | no | Dallas, TX|OKLAHOMA CITY, OK | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Jan 8, 2020 | Aug 18, 2021 | no | FRISCO, TX|NEW YORK, NY | Previous registration |
| 189 |
| Firm change |
| RIA to RIA |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | E••••••• W••••• A••••••• | Aug 18, 2021 | Sep 9, 2021 | 22 | Firm change | Wirehouse to RIA |