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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

MISTY NICOLE CALDERON

Advisor at VANGUARD ADVISERS, INC.

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:d4bab68a-3ca0-713a-3299-70ea5822f16a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Nov 9, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VANGUARD ADVISERS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 5, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Oct 5, 2007
First registration: Nov 9, 2007
Dual registered: yes, broker-dealer
Other names: MISTY N CALDERON|MISTY CALDERON
IAPD individual key: 5311244

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Jan 30, 2026	n/a	yes	CHARLOTTE, NC	Current employment
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	May 26, 2024	Jan 21, 2026	no	CHARLOTTE, NC\|Huntersville, NC	Previous registration
BB&T SECURITIES, LLC	Former SEC adviser	Jun 8, 2020	Feb 17, 2021	no	RICHMOND, VA\|RICHMOND, VA\|ATLANTA, GA	Previous registration
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Aug 17, 2018	May 17, 2024	no	ATLANTA, GA\|CHARLOTTE, NC	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Mar 8, 2018	Aug 2, 2018	no	CHARLOTTE, NC	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Nov 19, 2015	Mar 6, 2018	no	Charlotte, NC\|ST. LOUIS, MO	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 14, 2009	Nov 9, 2015	no	CHARLOTTE, NC\|FORT MILL, SC	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	Nov 9, 2007	Aug 27, 2009	no	HENRICO, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVICE AND PLANNING SERVICES	VANGUARD ADVISERS, INC.	Jan 21, 2026	Jan 30, 2026	9	Firm change	Ibd to ibd
TRUIST ADVISORY SERVICES, INC.	BB&T SECURITIES, LLC	May 17, 2024	Jun 8, 2020	-1,439	Firm change after gap	Ibd to ibd
BB&T SECURITIES, LLC	ADVICE AND PLANNING SERVICES	Feb 17, 2021	May 26, 2024	1,194	Firm change after gap	Ibd to ibd
ADVICE AND PLANNING SERVICES	TRUIST ADVISORY SERVICES, INC.	Aug 2, 2018	Aug 17, 2018	15	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	ADVICE AND PLANNING SERVICES	Mar 6, 2018	Mar 8, 2018	2	Firm change	Other
LPL FINANCIAL LLC	WELLS FARGO ADVISORS	Nov 9, 2015	Nov 19, 2015	10	Firm change	Other
SIGNATOR INVESTORS, INC.	LPL FINANCIAL LLC	Aug 27, 2009	Oct 14, 2009	48	Firm change	Other

Relationships

Registered with (7)

→ VANGUARD ADVISERS, INC.Registered adviserregistration: current employment
Jan 30, 2026 to presentfactForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
May 26, 2024 to Jan 21, 2026factForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Aug 17, 2018 to May 17, 2024factForm ADV
→ BB&T SECURITIES, LLCRegistered adviserregistration: previous registration
Jun 8, 2020 to Feb 17, 2021factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Nov 19, 2015 to Mar 6, 2018factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 14, 2009 to Nov 9, 2015factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Nov 9, 2007 to Aug 27, 2009factForm ADV

Dated events

Occurred
Jan 21, 2026
Advisor changed firm
Misty Nicole Calderon left Advice And Planning Services for Vanguard Advisers, Inc. (registered 2026-01-30)
Form ADVobserved 6 days ago
Occurred
May 17, 2024
Advisor changed firm
Misty Nicole Calderon left Truist Advisory Services, Inc. for Bb&T Securities, Llc (registered 2020-06-08)
Form ADVobserved 6 days ago