DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Misty Nicole Calderon

Vanguard Advisers, Inc.BD affiliatedCharlotte, Ncdual registrantIAPD 5311244

Feed of 09/14/2026

Also filed as Misty N Calderon

At current firm

0 y

since Jan 30, 2026

In the industry

18 y

since Oct 5, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Vanguard Advisers, Inc. BD affiliated current
since Jan 30, 2026 · Charlotte, Nc
Advice And Planning Services BD affiliated
May 26, 2024 to Jan 21, 2026 · Charlotte, Nc
Bb&T Securities, LLC former
Jun 8, 2020 to Feb 17, 2021 · Richmond, Va
Truist Advisory Services, Inc. BD affiliated
Aug 17, 2018 to May 17, 2024 · Atlanta, Ga
Advice And Planning Services BD affiliated
Mar 8, 2018 to Aug 2, 2018 · Charlotte, Nc
Wells Fargo Advisors wirehouse
Nov 19, 2015 to Mar 6, 2018 · Charlotte, Nc
LPL Financial LLC BD affiliated
Oct 14, 2009 to Nov 9, 2015 · Charlotte, Nc
Signator Investors, Inc. former
Nov 9, 2007 to Aug 27, 2009 · Henrico, Va

Moves

a registration end followed by a registration begin elsewhere

Advice And Planning Services to Vanguard Advisers, Inc.
left Jan 21, 2026, registered Jan 30, 2026 (9 days) · Affiliated broker-dealer or bank to another
Truist Advisory Services, Inc. to Bb&T Securities, LLC
left May 17, 2024, registered Jun 8, 2020 (-1439 days) · Affiliated broker-dealer or bank to another
Bb&T Securities, LLC to Advice And Planning Services
left Feb 17, 2021, registered May 26, 2024 (1194 days) · Affiliated broker-dealer or bank to another
Advice And Planning Services to Truist Advisory Services, Inc.
left Aug 2, 2018, registered Aug 17, 2018 (15 days) · Affiliated broker-dealer or bank to another
Wells Fargo Advisors to Advice And Planning Services
left Mar 6, 2018, registered Mar 8, 2018 (2 days) · Other
LPL Financial LLC to Wells Fargo Advisors
left Nov 9, 2015, registered Nov 19, 2015 (10 days) · Other
Signator Investors, Inc. to LPL Financial LLC
left Aug 27, 2009, registered Oct 14, 2009 (48 days) · Other

Signals

Misty Nicole Calderon left Advice And Planning Services for Vanguard Advisers, Inc. (registered 2026-01-30)
Jan 21, 2026 · Advisor changed firm · fact
Misty Nicole Calderon left Truist Advisory Services, Inc. for Bb&T Securities, Llc (registered 2020-06-08)
May 17, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address