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T••• R••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

T••• R••••• C••••••

Advisor at B•••••• I••••••••• A•••••••

SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:d4d84f88-db52-fbf4-5a6c-16c497e142d6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 21, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••• I••••••••• A•••••••
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••• I••••••••• A•••••••	Former SEC adviser	Nov 4, 2014	n/a	yes	SCOTTSDALE, AZ	Current employment
B•••••• I••••••••• A•••••••	Former SEC adviser	Nov 4, 2014	Dec 31, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B•• P•••••••• I•••	B•••••• I••••••••• A•••••••	Nov 7, 2014	Nov 4, 2014	-3	Firm change	Other

Relationships

Registered with (2)

→ B•••••• I••••••••• A•••••••Registered adviserregistration: previous registration
Nov 4, 2014 to Dec 31, 2024factForm ADV
→ B•• P•••••••• I•••Registered adviserregistration: previous registration
Aug 21, 2014 to Nov 7, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d4d84f88-db52-fbf4-5a6c-16c497e142d6
First observed: Aug 21, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.