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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

BEDROCK INVESTMENT ADVISORS

BWM ADVISORY LLC, CRD 173131

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:08750c17-2578-8e92-004f-e5c23d764b09

Data as of Mar 2, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 10
On other graphs: 0
Observed: Aug 12, 2016 to Mar 2, 2021
44 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $29.5MItem 5.F on the latest filing (2021-03-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $29.5M
Private client RAUM: $29.5MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $9.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 11
Advisory employees: 8
Offices: 6Schedule D 1.F, beyond the principal office
Accounts: 165
Individual clients: 162
High net worth clients: 3
SEC number: 801-108290
CRD: 173131
Filings on the tape: 44
First filed: Aug 12, 2016
Latest filed: Mar 2, 2021
Organised: Limited Liability Company, Arizona

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JEFFREY STUART BOETTCHER	n/a	SCOTTSDALE, AZ	11	26	5	no
TODD ROBERT CARMACK	n/a	SCOTTSDALE, AZ	11	12	2	no
JAMES TRUEMAN	n/a	SCOTTSDALE, AZ	1	48	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BOETTCHER, JEFFREY, STUART	MANAGING MEMBER/CCO	E	yes	10/2014	Aug 12, 2016	Mar 2, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BEDROCK FINANCIAL SERVICES, LLC	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Glendale	Az	United States	1	no
Phoenix	Az	United States	1	no
Kissimmee	FL	United States	1	no
Leavenworth	Ks	United States	1	no
EAST AMHERST	NY	United States	1	no
Olympia	Wa	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 28, 2020	$29.5M	$29.5M	10	7	4	n/a	n/a
2018	Mar 28, 2019	$20.6M	$20.6M	6	6	4	n/a	n/a
2017	Mar 27, 2018	$52.1M	$52.1M	7	7	6	n/a	n/a
2016	Mar 30, 2017	$35.8M	$35.8M	8	6	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	66.7%	0	0	0	2	5

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$29.5M	$20.6M	43.5%	$35.8M	-6.2%	11	6	6	4

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
INDEPENDENT FINANCIAL PARTNERS	2	May 7, 2026	May 7, 2026	SCOTTSDALE, AZ	Team lift out	RIA to ibd	40.0%

Relationships

Registered with (17)

← JAMES TRUEMANAdvisorregistration: previous registration
May 27, 2020 to Dec 31, 2024factForm ADV
← JEFFREY STUART BOETTCHERAdvisorregistration: previous registration
Nov 4, 2014 to Dec 31, 2024factForm ADV
← TODD ROBERT CARMACKAdvisorregistration: previous registration
Nov 4, 2014 to Dec 31, 2024factForm ADV
← AARON LAWRENCE STEELEAdvisorregistration: previous registration
Jan 23, 2017 to May 7, 2026factForm ADV
← Tatum SteeleAdvisorregistration: previous registration
Feb 5, 2026 to May 7, 2026factForm ADV
← ALI EL SAYEDAdvisorregistration: previous registration
Oct 16, 2023 to May 22, 2025factForm ADV
← MARTIN DERRICK JENKINSAdvisorregistration: previous registration
Feb 13, 2024 to Dec 31, 2024factForm ADV
← LARRY MCKINLEY HALESAdvisorregistration: previous registration
Apr 24, 2023 to Nov 1, 2023factForm ADV
← STUART MATHEW HUNSICKERAdvisorregistration: previous registration
Mar 13, 2023 to Jun 14, 2023factForm ADV
← Leslie Kathryn HollingsworthAdvisorregistration: previous registration
Jan 31, 2022 to Dec 8, 2022factForm ADV
← Michele L HerzbergAdvisorregistration: previous registration
Aug 24, 2020 to Nov 28, 2022factForm ADV
← Dennis James SnoozyAdvisorregistration: previous registration
Apr 7, 2020 to Jun 24, 2021factForm ADV
← MARK PHILIP CUSSENAdvisorregistration: previous registration
Apr 7, 2020 to Jan 21, 2021factForm ADV
← KENNETH ORENSTEINAdvisorregistration: previous registration
Jul 29, 2019 to Jun 25, 2020factForm ADV
← DANNY EUGENE WARDAdvisorregistration: previous registration
Nov 6, 2017 to Aug 8, 2018factForm ADV
← JERAD SORGENFREIAdvisorregistration: previous registration
Jun 25, 2015 to Aug 8, 2018factForm ADV
← BART ANTHONY SPACHEKAdvisorregistration: previous registration
Jan 6, 2015 to Mar 9, 2015factForm ADV

Controls (1)

← BOETTCHER, JEFFREY, STUARTOwnerMANAGING MEMBER/CCO, ownership code E, individual
Aug 12, 2016 to presentfactForm ADV

Moved with (1)

→ INDEPENDENT FINANCIAL PARTNERSRegistered adviser2 advisors, team lift out, same day
May 7, 2026 to May 7, 2026factForm ADV

Dated events

Occurred
May 7, 2026
Team lift-out
2 advisors left Bedrock Investment Advisors (Scottsdale, AZ) for Independent Financial Partners on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
May 7, 2026
Advisor changed firm
Aaron Lawrence Steele left Bedrock Investment Advisors for Independent Financial Partners (registered 2026-05-07)
Form ADVobserved 4 days ago
Occurred
May 7, 2026
Advisor changed firm
Tatum Steele left Bedrock Investment Advisors for Independent Financial Partners (registered 2026-04-15)
Form ADVobserved 4 days ago
Occurred
May 22, 2025
Advisor changed firm
Ali El Sayed left Bedrock Investment Advisors for Brookwood Investment Group (registered 2025-09-11)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2024
Advisor changed firm
Martin Derrick Jenkins left Bedrock Investment Advisors for Portfolio Medics, Llc (registered 2024-11-14)
Form ADVobserved 4 days ago
Occurred
Nov 1, 2023
Advisor changed firm
Larry Mckinley Hales left Bedrock Investment Advisors for Brookstone Wealth Advisors, Llc (registered 2024-10-18)
Form ADVobserved 4 days ago
Occurred
Jun 14, 2023
Advisor changed firm
Stuart Mathew Hunsicker left Bedrock Investment Advisors for Ae Wealth Management, Llc (registered 2023-06-12)
Form ADVobserved 4 days ago
Occurred
Dec 8, 2022
Advisor changed firm
Leslie Kathryn Hollingsworth left Bedrock Investment Advisors for Brookstone Capital Management Llc (registered 2022-02-24)
Form ADVobserved 4 days ago
Occurred
Nov 28, 2022
Advisor changed firm
Michele L Herzberg left Bedrock Investment Advisors for Raymond James & Associates, Inc. (registered 2023-03-27)
Form ADVobserved 4 days ago
Occurred
Aug 12, 2016
First Form ADV filing
Bedrock Investment Advisors filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:08750c17-2578-8e92-004f-e5c23d764b09
First observed: Aug 12, 2016
Last observed: Mar 2, 2021 67 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BEDROCK INVESTMENT ADVISORS

BWM ADVISORY LLC, CRD 173131

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:08750c17-2578-8e92-004f-e5c23d764b09

Data as of Mar 2, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:22 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JEFFREY STUART BOETTCHER

n/a

SCOTTSDALE, AZ

TODD ROBERT CARMACK

n/a

SCOTTSDALE, AZ

JAMES TRUEMAN

n/a

SCOTTSDALE, AZ

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BOETTCHER, JEFFREY, STUART

MANAGING MEMBER/CCO

yes

10/2014

Aug 12, 2016

Mar 2, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BEDROCK FINANCIAL SERVICES, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Glendale

United States

Phoenix

United States

Kissimmee

United States

Leavenworth

United States

EAST AMHERST

United States

Olympia

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 28, 2020

$29.5M

n/a

2018

Mar 28, 2019

$20.6M

n/a

2017

Mar 27, 2018

$52.1M

n/a

2016

Mar 30, 2017

$35.8M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-2

66.7%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$29.5M

$20.6M

43.5%

$35.8M

-6.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

INDEPENDENT FINANCIAL PARTNERS

May 7, 2026

SCOTTSDALE, AZ

Team lift out

RIA to ibd

40.0%