DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)33 years in industry

JAMES PATRICK RYAN

Advisor at PROSPERA FINANCIAL SERVICES, INC.

overland park, KS | DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d4dc6ae0-ac3f-39d6-3717-1a1fc145439a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 6, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PROSPERA FINANCIAL SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 20, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Aug 20, 1993
First registration: Jun 6, 2003
Dual registered: yes, broker-dealer
Other names: Pat Ryan
IAPD individual key: 2341825

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PROSPERA FINANCIAL SERVICES, INC.	Bd affiliated wealth	Mar 20, 2020	n/a	yes	DALLAS, TX\|overland park, KS	Current employment
WELLS FARGO ADVISORS	Wirehouse	Dec 14, 2012	Apr 3, 2020	no	OVERLAND PARK, KS	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Dec 14, 2012	no	OVERLAND PARK, KS\|OVERLAND PARK, KS	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Jun 6, 2003	Jan 1, 2008	no	OVERLAND PARK, KS\|OVERLAND PARK, KS\|ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	PROSPERA FINANCIAL SERVICES, INC.	Apr 3, 2020	Mar 20, 2020	-14	Firm change	Wirehouse to RIA
WELLS FARGO ADVISORS	WELLS FARGO ADVISORS	Dec 14, 2012	Dec 14, 2012	0	Channel change	Wirehouse to wirehouse
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other

Relationships

Registered with (4)

→ PROSPERA FINANCIAL SERVICES, INC.Registered adviserregistration: current employment
Mar 20, 2020 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Dec 14, 2012 to Apr 3, 2020factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Dec 14, 2012factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Jun 6, 2003 to Jan 1, 2008factForm ADV

Dated events

No dated event names this entity yet.