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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

ELIZABETH ARNDT

Advisor at EQUITABLE ADVISORS, LLC

SCOTTSDALE, AZ | PHOENIX, AZ

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Search this name across graphsid dfx:ria:d4de7629-afe6-4292-eea2-b18ad98fbd72

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Jun 19, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EQUITABLE ADVISORS, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 23, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jun 23, 1988
First registration: Jun 19, 2007
Dual registered: yes, broker-dealer
Other names: ELIZABETH ARNDT|PATRICIA E ARNDT|LIZ ARNDT|PATRICIA ELIZABETH ARNDT|ELIZABETH ARNDT|LIZ WHITE|ELIZABETH WHITE
IAPD individual key: 1416799

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EQUITABLE ADVISORS, LLC	National bd RIA	May 7, 2020	n/a	yes	SCOTTSDALE, AZ\|PHOENIX, AZ	Current employment
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Dec 15, 2016	Apr 24, 2020	no	SCOTTSDALE, AZ	Previous registration
ARQUE CAPITAL, LTD.	n/a	Jun 22, 2015	Dec 15, 2016	no	SCOTTSDALE, AZ\|SCOTTSDALE, AZ\|SCOTTSDALE, AZ	Previous registration
SCOTTSDALE CAPITAL ADVISORS CORPORATION	State registered	Aug 25, 2011	Jun 5, 2015	no	SCOTTSDALE AZ, AZ\|SCOTTSDALE, AZ\|NEWPORT BEACH, CA\|ZEPHYR COVE, NV	Previous registration
ASHTON THOMAS PRIVATE WEALTH	Independent wealth	Sep 20, 2010	Aug 12, 2011	no	SCOTTSDALE, AZ	Previous registration
THE PLANNING GROUP	Former SEC adviser	Jun 11, 2009	Mar 28, 2011	no	SCOTTSDALE, AZ	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Dec 1, 2008	Apr 3, 2009	no	SCOTTSDALE, AZ	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 10, 2007	Sep 18, 2008	no	PHOENIX, AZ\|FORT MILL, SC\|SCOTTSDALE, AZ\|PHOENIX, AZ	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Jun 19, 2007	Oct 9, 2007	no	PHOENIX, AZ\|SCOTTSDALE, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SAGEPOINT FINANCIAL, INC.	EQUITABLE ADVISORS, LLC	Apr 24, 2020	May 7, 2020	13	Firm change	Ibd to ibd
ARQUE CAPITAL, LTD.	SAGEPOINT FINANCIAL, INC.	Dec 15, 2016	Dec 15, 2016	0	Firm change	Other
SCOTTSDALE CAPITAL ADVISORS CORPORATION	ARQUE CAPITAL, LTD.	Jun 5, 2015	Jun 22, 2015	17	Firm change	Other
ASHTON THOMAS PRIVATE WEALTH	SCOTTSDALE CAPITAL ADVISORS CORPORATION	Aug 12, 2011	Aug 25, 2011	13	Firm change	Other
THE PLANNING GROUP	ASHTON THOMAS PRIVATE WEALTH	Mar 28, 2011	Sep 20, 2010	-189	Firm change after gap	Other
CHASE INVESTMENT SERVICES CORP.	THE PLANNING GROUP	Apr 3, 2009	Jun 11, 2009	69	Firm change	Other
LPL FINANCIAL LLC	CHASE INVESTMENT SERVICES CORP.	Sep 18, 2008	Dec 1, 2008	74	Firm change	Other
UVEST FINANCIAL SERVICES GROUP, INC.	LPL FINANCIAL LLC	Oct 9, 2007	Oct 10, 2007	1	Firm change	Other

Relationships

Registered with (9)

→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: current employment
May 7, 2020 to presentfactForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Dec 15, 2016 to Apr 24, 2020factForm ADV
→ ARQUE CAPITAL, LTD.Registered adviserregistration: previous registration
Jun 22, 2015 to Dec 15, 2016factForm ADV
→ SCOTTSDALE CAPITAL ADVISORS CORPORATIONRegistered adviserregistration: previous registration
Aug 25, 2011 to Jun 5, 2015factForm ADV
→ ASHTON THOMAS PRIVATE WEALTHRegistered adviserregistration: previous registration
Sep 20, 2010 to Aug 12, 2011factForm ADV
→ THE PLANNING GROUPRegistered adviserregistration: previous registration
Jun 11, 2009 to Mar 28, 2011factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Dec 1, 2008 to Apr 3, 2009factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 10, 2007 to Sep 18, 2008factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Jun 19, 2007 to Oct 9, 2007factForm ADV

Dated events

No dated event names this entity yet.