DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Elizabeth Arndt
Feed of 09/15/2026
Also filed as Elizabeth Arndt
At current firm
6 y
since May 7, 2020
In the industry
38 y
since Jun 23, 1988 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Equitable Advisors, LLC national BD currentsince May 7, 2020 · Scottsdale, Az
- Sagepoint Financial, Inc. formerDec 15, 2016 to Apr 24, 2020 · Scottsdale, Az
- Arque Capital, Ltd. unclassifiedJun 22, 2015 to Dec 15, 2016 · Scottsdale, Az
- Scottsdale Capital Advisors Corporation state registeredAug 25, 2011 to Jun 5, 2015 · Scottsdale Az, Az
- Ashton Thomas Private Wealth independent RIASep 20, 2010 to Aug 12, 2011 · Scottsdale, Az
- The Planning Group formerJun 11, 2009 to Mar 28, 2011 · Scottsdale, Az
- Chase Investment Services Corp. formerDec 1, 2008 to Apr 3, 2009 · Scottsdale, Az
- LPL Financial LLC BD affiliatedOct 10, 2007 to Sep 18, 2008 · Phoenix, Az
- Uvest Financial Services Group, Inc. unclassifiedJun 19, 2007 to Oct 9, 2007 · Phoenix, Az
Moves
a registration end followed by a registration begin elsewhere
- Sagepoint Financial, Inc. to Equitable Advisors, LLCleft Apr 24, 2020, registered May 7, 2020 (13 days) · Affiliated broker-dealer or bank to another
- Arque Capital, Ltd. to Sagepoint Financial, Inc.left Dec 15, 2016, registered Dec 15, 2016 (0 days) · Other
- Scottsdale Capital Advisors Corporation to Arque Capital, Ltd.left Jun 5, 2015, registered Jun 22, 2015 (17 days) · Other
- Ashton Thomas Private Wealth to Scottsdale Capital Advisors Corporationleft Aug 12, 2011, registered Aug 25, 2011 (13 days) · Other
- The Planning Group to Ashton Thomas Private Wealthleft Mar 28, 2011, registered Sep 20, 2010 (-189 days) · Other
- Chase Investment Services Corp. to The Planning Groupleft Apr 3, 2009, registered Jun 11, 2009 (69 days) · Other
- LPL Financial LLC to Chase Investment Services Corp.left Sep 18, 2008, registered Dec 1, 2008 (74 days) · Other
- Uvest Financial Services Group, Inc. to LPL Financial LLCleft Oct 9, 2007, registered Oct 10, 2007 (1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address