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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

JAMES JOSEPH GALANTE

Advisor at KESTRA ADVISORY SERVICES, LLC

San Diego, CA | Fallbrook, CA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jan 3, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KESTRA ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 29, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Dec 29, 2000
First registration: Jan 3, 2002
Dual registered: yes, broker-dealer
Other names: JAMES JOSEPH GALANTE
IAPD individual key: 4310538

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Aug 7, 2025	n/a	yes	Fallbrook, CA\|San Diego, CA	Current employment
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Jan 18, 2013	Aug 7, 2025	no	SAN DIEGO, CA\|PRESCOTT, AZ\|San Diego, CA	Previous registration
SII INVESTMENTS, INC.	Former SEC adviser	Sep 8, 2008	Jan 30, 2013	no	SAN DIEGO, CA\|SAN RAMON, CA	Previous registration
SSN ADVISORY, INC.	Former SEC adviser	Sep 4, 2008	Sep 8, 2008	no	SAN DIEGO, CA	Previous registration
THE RETIREMENT GROUP	n/a	Oct 13, 2006	Dec 31, 2008	no	SAN DIEGO, CA	Previous registration
SSN ADVISORY, INC.	Former SEC adviser	Aug 17, 2006	Oct 4, 2006	no	SAN DIEGO, CA	Previous registration
THE RETIREMENT GROUP	n/a	Jan 3, 2002	Aug 28, 2006	no	SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COMMONWEALTH FINANCIAL NETWORK	KESTRA ADVISORY SERVICES, LLC	Aug 7, 2025	Aug 7, 2025	0	Firm change	Ibd to ibd
SII INVESTMENTS, INC.	COMMONWEALTH FINANCIAL NETWORK	Jan 30, 2013	Jan 18, 2013	-12	Firm change	Other
THE RETIREMENT GROUP	SSN ADVISORY, INC.	Dec 31, 2008	Sep 4, 2008	-118	Firm change after gap	Other
SSN ADVISORY, INC.	SII INVESTMENTS, INC.	Sep 8, 2008	Sep 8, 2008	0	Firm change	Other
SSN ADVISORY, INC.	THE RETIREMENT GROUP	Oct 4, 2006	Oct 13, 2006	9	Firm change	Other
THE RETIREMENT GROUP	SSN ADVISORY, INC.	Aug 28, 2006	Aug 17, 2006	-11	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8032:283330:CA:2025-08-07	Aug 7, 2025	Aug 7, 2025	SAN DIEGO, CA	Firm change

Relationships

Registered with (5)

→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Aug 7, 2025 to presentfactForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Jan 18, 2013 to Aug 7, 2025factForm ADV
→ SII INVESTMENTS, INC.Registered adviserregistration: previous registration
Sep 8, 2008 to Jan 30, 2013factForm ADV
→ THE RETIREMENT GROUPRegistered adviserregistration: previous registration
Oct 13, 2006 to Dec 31, 2008factForm ADV
→ SSN ADVISORY, INC.Registered adviserregistration: previous registration
Sep 4, 2008 to Sep 8, 2008factForm ADV

Dated events

Occurred
Aug 7, 2025
Advisor changed firm
James Joseph Galante left Commonwealth Financial Network for Kestra Advisory Services, Llc (registered 2025-08-07)
Form ADVobserved 4 days ago