RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• J••••• G••••••
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Aug 7, 2025 · Fallbrook, Ca
- C••••••••• F•••••••• N•••••• national BDJan 18, 2013 to Aug 7, 2025 · San Diego, Ca
- S•• I••••••••• I••• formerSep 8, 2008 to Jan 30, 2013 · San Diego, Ca
- S•• A•••••••• I••• formerSep 4, 2008 to Sep 8, 2008 · San Diego, Ca
- T•• R••••••••• G•••• unclassifiedOct 13, 2006 to Dec 31, 2008 · San Diego, Ca
- S•• A•••••••• I••• formerAug 17, 2006 to Oct 4, 2006 · San Diego, Ca
- T•• R••••••••• G•••• unclassifiedJan 3, 2002 to Aug 28, 2006 · San Diego, Ca
- C••••••••• F•••••••• N•••••• to K••••• A••••••• S•••••••• L••left Aug 7, 2025, registered Aug 7, 2025 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- S•• I••••••••• I••• to C••••••••• F•••••••• N••••••left Jan 30, 2013, registered Jan 18, 2013 (-12 days) · Other
- T•• R••••••••• G•••• to S•• A•••••••• I•••left Dec 31, 2008, registered Sep 4, 2008 (-118 days) · Other
- S•• A•••••••• I••• to S•• I••••••••• I•••left Sep 8, 2008, registered Sep 8, 2008 (0 days) · Other
- S•• A•••••••• I••• to T•• R••••••••• G••••left Oct 4, 2006, registered Oct 13, 2006 (9 days) · Other
- T•• R••••••••• G•••• to S•• A•••••••• I•••left Aug 28, 2006, registered Aug 17, 2006 (-11 days) · Other
- J•••• J••••• G•••••• left C••••••••• F•••••••• N•••••• for K••••• A••••••• S•••••••• L•• (registered 2025-08-07)Aug 7, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address