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RIA / WealthAdvisorCertified Financial Planner34 years in industry

Barbara Ann Harger

Advisor at HIGHTOWER ADVISORS, LLC

CHICAGO, IL | Dallas, TX

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Search this name across graphsid dfx:ria:d4ea9e14-eedd-6797-7f55-8d7c3d909ca5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 23, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HIGHTOWER ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 13, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Aug 13, 1992
First registration: Oct 23, 2001
Dual registered: no
Other names: BARB HARGER|BARBARA Ann Harger|BARBARA Ann Harger|BARBARA Ann Harger|BARBARA Ann Harger|BARBARA Ann Harger
IAPD individual key: 2262718

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HIGHTOWER ADVISORS, LLC	Bd affiliated wealth	Jul 19, 2022	n/a	yes	Dallas, TX\|CHICAGO, IL	Current employment
FISHER INVESTMENTS	Independent wealth	Jun 25, 2019	Jul 14, 2022	no	PLANO, TX\|PLANO, TX	Previous registration
UNITED CAPITAL FINANCIAL ADVISORS	Independent wealth	Feb 22, 2018	Jul 1, 2019	no	Irving, TX\|PLANO, TX	Previous registration
CONCORDE INVESTMENT MANAGEMENT	Independent wealth	Apr 22, 2008	Feb 19, 2019	no	DALLAS, TX	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Oct 23, 2001	Oct 30, 2007	no	Dallas, TX\|DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FISHER INVESTMENTS	HIGHTOWER ADVISORS, LLC	Jul 14, 2022	Jul 19, 2022	5	Firm change	RIA to ibd
UNITED CAPITAL FINANCIAL ADVISORS	FISHER INVESTMENTS	Jul 1, 2019	Jun 25, 2019	-6	Firm change	RIA to RIA
CONCORDE INVESTMENT MANAGEMENT	UNITED CAPITAL FINANCIAL ADVISORS	Feb 19, 2019	Feb 22, 2018	-362	Firm change after gap	Other
CHARLES SCHWAB & CO., INC.	CONCORDE INVESTMENT MANAGEMENT	Oct 30, 2007	Apr 22, 2008	175	Firm change	Other

Relationships

Registered with (5)

→ HIGHTOWER ADVISORS, LLCRegistered adviserregistration: current employment
Jul 19, 2022 to presentfactForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Jun 25, 2019 to Jul 14, 2022factForm ADV
→ UNITED CAPITAL FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Feb 22, 2018 to Jul 1, 2019factForm ADV
→ CONCORDE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Apr 22, 2008 to Feb 19, 2019factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Oct 23, 2001 to Oct 30, 2007factForm ADV

Dated events

Occurred
Jul 14, 2022
Advisor changed firm
Barbara Ann Harger left Fisher Investments for Hightower Advisors, Llc (registered 2022-07-19)
Form ADVobserved 4 days ago