DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••••• A•• H•••••

H•••••••• A•••••••• L••BD affiliatedChicago, Il IA-onlyIAPD 2262718

Certified Financial Planner

Feed of 09/14/2026

Also filed as Barb Harger

At current firm

4 y

since Jul 19, 2022

In the industry

34 y

since Aug 13, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

H•••••••• A•••••••• L•• BD affiliated current
since Jul 19, 2022 · Dallas, Tx
F••••• I••••••••• independent RIA
Jun 25, 2019 to Jul 14, 2022 · Plano, Tx
U••••• C•••••• F•••••••• A••••••• independent RIA
Feb 22, 2018 to Jul 1, 2019 · Irving, Tx
C••••••• I••••••••• M••••••••• independent RIA
Apr 22, 2008 to Feb 19, 2019 · Dallas, Tx
C•••••• S••••• • C••• I••• national BD
Oct 23, 2001 to Oct 30, 2007 · Dallas, Tx

Moves

a registration end followed by a registration begin elsewhere

F••••• I••••••••• to H•••••••• A•••••••• L••
left Jul 14, 2022, registered Jul 19, 2022 (5 days) · RIA to affiliated broker-dealer or bank
U••••• C•••••• F•••••••• A••••••• to F••••• I•••••••••
left Jul 1, 2019, registered Jun 25, 2019 (-6 days) · RIA to RIA
C••••••• I••••••••• M••••••••• to U••••• C•••••• F•••••••• A•••••••
left Feb 19, 2019, registered Feb 22, 2018 (-362 days) · Other
C•••••• S••••• • C••• I••• to C••••••• I••••••••• M•••••••••
left Oct 30, 2007, registered Apr 22, 2008 (175 days) · Other

Signals

B•••••• A•• H••••• left F••••• I••••••••• for H•••••••• A•••••••• L•• (registered 2022-07-19)
Jul 14, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address