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M•••••• P•••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

M•••••• P•••• M•••••

Advisor at M•••• • C••••• I••

New Orleans, LA | Jackson, MS

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Search this name across graphsid dfx:ria:d4ed87a0-b511-9c5d-326f-1d5d67ab3b36

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 17, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• • C••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 14, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• • C••••• I••	Bd affiliated wealth	Jul 17, 2026	n/a	yes	Jackson, MS\|New Orleans, LA	Current employment
C•••• • P•••••	Independent wealth	Jul 17, 2020	Jul 17, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• • P•••••	M•••• • C••••• I••	Jul 17, 2026	Jul 17, 2026	0	Firm change	RIA to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
29163:594:LA:2026-07-17	Jul 17, 2026	Jul 17, 2026	NEW ORLEANS, LA	Firm change

Relationships

Registered with (2)

→ M•••• • C••••• I••Registered adviserregistration: current employment
Jul 17, 2026 to presentfactForm ADV
→ C•••• • P•••••Registered adviserregistration: previous registration
Jul 17, 2020 to Jul 17, 2026factForm ADV

Dated events

Occurred
Jul 17, 2026
Advisor changed firm
M•••••• P•••• M••••• left C•••• • P••••• for M•••• • C••••• I•• (registered 2026-07-17)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d4ed87a0-b511-9c5d-326f-1d5d67ab3b36
First observed: Jul 17, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.